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NOTICE TO BIDDERS are only an expression of Bonhams’ opinion made on behalf of the equipment is provided as a general guide as to the equivalent Seller of the range where Bonhams thinks the Hammer Price for the amount in certain currencies of a given bid. We do not accept This notice is addressed by Bonhams to any person who may be Lot is likely to fall; it is not an estimate of value. It does not take into any responsibility for any errors which may occur in the use of the interested in a Lot, including Bidders and potential Bidders (including account any Tax or Buyer’s Premium payable. Lots can in fact sell for currency converter. any eventual Buyer of the Lot). For ease of reference we refer to Hammer Prices below and above the Estimate. Any Estimate should We hereby give you notice that we may use video cameras to record such persons as “Bidders” or “you”. not be relied on as an indication of the actual selling price or value of the Sale and may record telephone calls for reasons of security and Our List of Definitions and Glossary is incorporated into this a Lot. to assist in solving any disputes which may arise in relation to bids Notice to Bidders. It is at Appendix 3 at the back of the Catalogue. Estimates are in the currency of the Sale. made at the Sale. Where words and phrases are used in this notice which are in the List Condition reports At some Sales, for example, jewellery Sales, we may use screens on of Definitions, they are printed in italics. In respect of most Lots, you may ask for a Condition Report on its which images of the Lots will be projected. This service is provided IMPORTANT: Additional information applicable to the Sale may be physical condition from Bonhams. If you do so, this will be provided to assist viewing at the Sale. The image on the screen should be set out in the Catalogue for the Sale, in an insert in the Catalogue by Bonhams on behalf of the Seller free of charge. Bonhams is not treated as an indication only of the current Lot. It should be noted and/or in a notice displayed at the Sale venue and you should read entering into a contract with you in respect of the Condition Report that all bids tendered will relate to the actual Lot number announced them as well. Announcements affecting the Sale may also be given and accordingly does not assume responsibility to you in respect by the Auctioneer. We do not accept any responsibility for any errors out orally before and during the Sale without prior written notice. You of it. Nor does the Seller owe or agree to owe you as a Bidder any which may occur in the use of the screen. should be alert to this possibility of changes and ask in advance of obligation or duty in respect of this free report about a Lot which 5. BIDDING bidding if there have been any. is available for your own inspection or for inspection by an expert We do not accept bids from any person who has not completed 1. OUR ROLE instructed by you. However, any written description of the physical and delivered to us one of our Bidding Forms, either our Bidder In its role as auctioneer of Lots, Bonhams acts solely for and in condition of the Lot contained in a Condition Report will form part of Registration Form, Absentee and Telephone Bidding Form before the interests of the Seller. Bonhams’ job is to sell the Lot at the the Contractual Description of the Lot under which it is sold to any the Sale. You may be asked for proof of identity, residence, financial highest price obtainable at the Sale to a Bidder. Bonhams does Buyer. details and references, which, if asked for, you must supply if your not act for Buyers or Bidders in this role and does not give advice The Seller’s responsibility to you bids are to be accepted by us. Please bring your passport, Hong to Buyers or Bidders. When it or its staff make statements about a The Seller does not make or agree to make any representation of Kong Identity Card (or similar photo proof of identity) and a debit or Lot or, if Bonhams provides a Condition Report on a Lot it is doing fact or contractual promise, guarantee or warranty and undertakes credit card. We may request a deposit from you before allowing you that on behalf of the Seller of the Lot. Bidders and Buyers who are no obligation or duty, whether in contract or in tort (other than to to bid. themselves not expert in the Lots are strongly advised to seek and the eventual Buyer as set out above), in respect of the accuracy or We may refuse entry to a Sale to any person even if that person has obtain independent advice on the Lots and their value before bidding completeness of any statement or representation made by him or completed a Bidding Form. for them. on his behalf which is in any way descriptive of any Lot or as to the Bidding in person The Seller has authorised Bonhams to sell the Lot as its agent on its anticipated or likely selling price of any Lot. Other than as set out You should come to our Bidder registration desk at the Sale venue behalf and, save where we expressly make it clear to the contrary, above, no statement or representation in any way descriptive of a Lot and fill out a Bidder Registration Form on (or, if possible, before) the Bonhams acts only as agent for the Seller. Any statement or or any Estimate is incorporated into any Contract for Sale between a day of the Sale. The bidding number system is sometimes referred representation we make in respect of a Lot is made on the Seller’s Seller and a Buyer. to as “paddle bidding”. You will be issued with a large card (a behalf and, unless Bonhams sells a Lot as principal, not on our Bonhams’ responsibility to you “paddle”) with a printed number on it. This will be attributed to you behalf and any Contract for Sale is between the Buyer and the Seller You have the opportunity of examining the Lot if you want to and the for the purposes of the Sale. Should you be a successful Bidder and not with us. If Bonhams sells a Lot as principal this will either Contract for Sale for a Lot is with the Seller and not with Bonhams; you will need to ensure that your number can be clearly seen by be stated in the Catalogue or an announcement to that effect will be Bonhams acts as the Seller’s agent only (unless Bonhams sells the the Auctioneer and that it is your number which is identified as the made by the Auctioneer, or it will be stated in a notice at the Sale or Lot as principal). Buyer’s. You should not let anyone else use your paddle as all Lots an insert in the Catalogue. Bonhams undertakes no obligation to you to examine, investigate or will be invoiced to the name and address given on your Bidder Bonhams does not owe or undertake or agree to any duty or carry out any tests, either in sufficient depth or at all, on each Lot to Registration Form. Once an invoice is issued it will not be changed. responsibility to you in contract or tort (whether direct, collateral, establish the accuracy or otherwise of any descriptions or opinions If there is any doubt as to the Hammer Price of, or whether you are express, implied or otherwise). If you successfully bid for a Lot and given by Bonhams, or by any person on Bonhams’ behalf, whether in the successful Bidder of, a particular Lot, you must draw this to the buy it, at that stage Bonhams does enter into an agreement with the Catalogue or elsewhere. attention of the Auctioneer before the next Lot is offered for Sale. The the Buyer. The terms of that contract are set out in our Buyer’s You should not suppose that such examinations, investigations or decision of the Auctioneer is considered final and conclusive. Agreement save for those varied by announcement given out orally tests have occurred. At the end of the Sale, or when you have finished bidding please before and/or during the Sale, which you will find at Appendix 2 at Bonhams does not make or agree to make any representation of return your paddle to the Bidder registration desk. the back of the Catalogue. This will govern Bonhams’ relationship fact, and undertakes no obligation or duty (whether in contract or Bidding by telephone with the Buyer. tort) in respect of the accuracy or completeness of any statement or If you wish to bid at the Sale by telephone, please complete an 2. LOTS representation made by Bonhams or on Bonhams’ behalf which is in Absentee and Telephone Bidding Form, which is available from our Subject to the Contractual Description printed in bold letters in any way descriptive of any Lot or as to the anticipated or likely selling offices or in the Catalogue. Please then return it to the office which the Entry about the Lot in the Catalogue (see paragraph 3 below), price of any Lot. is responsible for the Sale at least 24 hours in advance of the Sale. It Lots are sold to the Buyer on an “as is” basis, with all faults and No statement or representation by Bonhams or on its behalf in any is your responsibility to check with our Bids Office that your bid has imperfections. No reference is made in the Catelogue to any defect, way descriptive of any Lot or any Estimate is incorporated into our been received. Telephone calls may be recorded. The telephone damage or restoration of the Lot. Please see paragraph 15. Buyer’s Agreement. bidding facility is a discretionary service and may not be available in Illustrations and photographs contained in the Catalogue (other Alterations relation to all Lots. We will not be responsible for bidding on your than photographs forming part of the Contractual Description) or Descriptions and Estimates may be amended at Bonhams’ discretion behalf if you are unavailable at the time of the Sale or if the telephone elsewhere of any Lots are for identification purposes only. They may from time to time by notice given orally or in writing before or during a connection is interrupted during bidding. Please contact us for not reveal the true condition of the Lot. A photograph or illustration Sale. further details. may not reflect an accurate reproduction of the colour(s) of the Lot. THE LOT IS AVAILABLE FOR INSPECTION AND YOU MUST FORM Bidding by post or fax Lots are available for inspection prior to the Sale and it is for you to YOUR OWN OPINION IN RELATION TO IT. YOU ARE STRONGLY Absentee and Telephone Bidding Forms can be found in the back satisfy yourself as to each and every aspect of a Lot, including its ADVISED TO EXAMINE ANY LOT OR HAVE IT EXAMINED ON YOUR of this Catalogue and should be completed and sent to the office authorship, attribution, condition, provenance, history, background, BEHALF BEFORE THE SALE. responsible for the Sale. It is in your interests to return your form as authenticity, style, period, age, suitability, quality, roadworthiness 4. CONDUCT OF THE SALE soon as possible, as if two or more Bidders submit identical bids for (if relevant), origin, value and estimated selling price (including the Our Sales are public auctions which persons may attend and you a Lot, the first bid received takes preference. In any event, all bids Hammer price). It is your responsibility to examine any Lot in which should take the opportunity to do so. should be received at least 24 hours before the start of the Sale. you are interested. We do reserve the right at our sole discretion to refuse admission Please check your Absentee and Telephone Bidding Form carefully It should be remembered that the actual condition of a Lot may to our premises or to any Sale without stating a reason. We have before returning it to us, fully completed and signed by you. It is your not be as good as that indicated by its outward appearance. In complete discretion as to whether the Sale proceeds, whether responsibility to check with our Bids Office that your bid has been particular, parts may have been replaced or renewed and Lots may any Lot is included in the Sale, the manner in which the Sale is received. This additional service is complimentary and is confidential. not be authentic or of satisfactory quality; the inside of a Lot may conducted and we may offer Lots for sale in any order we choose Such bids are made at your own risk and we cannot accept liability not be visible and may not be original or may be damaged, as for notwithstanding the numbers given to Lots in the Catalogue. You for our failure to receive and/or place any such bids. All bids made example where it is covered by upholstery or material. Given the age should therefore check the date and starting time of the Sale, on your behalf will be made at the lowest level possible subject to of many Lots they may have been damaged and/or repaired and you whether there have been any withdrawals or late entries. Remember Reserves and other bids made for the Lot. Where appropriate your should not assume that a Lot is in good condition. that withdrawals and late entries may affect the time at which a Lot bids will be rounded down to the nearest amount consistent with the Electronic or mechanical parts may not operate or may not comply you are interested in is put up for Sale. Auctioneer’s bidding increments. New Bidders must also provide with current statutory requirements. You should not assume that We have complete discretion to refuse any bid, to nominate any proof of identity when submitting bids. Failure to do this may result in electrical items designed to operate on mains electricity will be bidding increment we consider appropriate, to divide any Lot, to your bid not being placed. suitable for connection to the mains electricity supply and you should combine two or more Lots, to withdraw any Lot from a Sale and, Bidding via the internet obtain a report from a qualified electrician on their status before doing before the Sale has been closed, to put up any Lot for auction again. Please visit our Website at http://www.bonhams.com for details of so. Such items which are unsuitable for connection are sold as items Auction speeds can exceed 100 Lots to the hour and bidding how to bid via the internet. of interest for display purposes only. increments are generally about 10%. However these do vary from Bidding through an agent If you yourself do not have expertise regarding a Lot, you should Sale to Sale and from Auctioneer to Auctioneer. Please check with Bids will be accepted as placed on behalf of the person named as consult someone who does to advise you. We can assist in the department organising the Sale for advice on this. the principal on the Bidding Form although we may refuse to accept arranging facilities for you to carry out or have carried out more Where a Reserve has been applied to a Lot, the Auctioneer may, in bids from an agent on behalf of a principal and may require written detailed inspections and tests. Please ask our staff for details. his absolute discretion, place bids (up to an amount not equalling confirmation from the principal confirming the agent’s authority to bid. Any person who damages a Lot will be held liable for the loss or exceeding such Reserve) on behalf of the Seller. We are not Nevertheless, as the Bidding Form explains, any person placing a bid caused. responsible to you in respect of the presence or absence of any as agent on behalf of another (whether or not he has disclosed that 3. DESCRIPTIONS OF LOTS AND ESTIMATES Reserve in respect of any Lot. fact or the identity of his principal) will be jointly and severally liable Contractual Description of a Lot If there is a Reserve it will normally be no higher than the lower figure with the principal to the Seller and to Bonhams under any contract The Catalogue contains an Entry about each Lot. Each Lot is sold for any Estimate in the Catalogue, assuming that the currency of resulting from the acceptance of a bid. by its respective Seller to the Buyer of the Lot as corresponding only the Reserve has not fluctuated adversely against the currency of the Subject to the above, please let us know if you are acting on behalf with that part of the Entry which is printed in bold letters and (except Estimate. of another person when bidding for Lots at the Sale. Equally, please for the colour, which may be inaccurately reproduced) with any The Buyer will be the Bidder who makes the highest bid acceptable let us know if you intend to nominate another person to bid on your photograph of the Lot in the Catalogue. The remainder of the Entry, to the Auctioneer for any Lot (subject to any applicable Reserve) to behalf at the Sale unless this is to be carried out by us pursuant to an which is not printed in bold letters, represents Bonhams’ opinion whom the Lot is knocked down by the Auctioneer at the striking of Absentee and Telephone Bidding Form that you have completed. If we (given on behalf of the Seller) about the Lot only and is not part of the the Auctioneer’s hammer. Any dispute as to the highest acceptable do not approve the agency arrangements in writing before the Sale, we Contractual Description in accordance with which the Lot is sold by bid will be settled by the Auctioneer in his absolute discretion. are entitled to assume that the person bidding at the Sale is bidding the Seller. All bids tendered will relate to the actual Lot number announced by on his own behalf. Accordingly, the person bidding at the Sale will Estimates the Auctioneer. be the Buyer and will be liable to pay the Hammer Price and Buyer’s In most cases, an Estimate is printed beside the Entry. Estimates An electronic currency converter may be used at the Sale. This Premium and associated charges. If we approve the identity of your 100 | BONHAMS HK/NTB/MAIN/11.2020

client in advance, we will be in a position to address the invoice to your conducted (but not any other currency) provided that the total to the Seller. principal rather than you. We will require proof of the agent’s client’s amount payable by you in respect of all Lots purchased by you at the 15. DAMAGE AND RESTORATION identity and residence in advance of any bids made by the agent on Sale does not exceed HK$80,000. If the amount Bidders should note that there is no reference to any defect, damage his behalf. Please refer to our Conditions of Business and contact our payable by you for Lots exceeds that sum, the balance must or restoration in this Catalogue. A detailed Condition Report can Customer Services Department for further details. be paid otherwise than in coins or notes; be provided by Bonhams up to 24 hours before the Sale. When 6. CONTRACTS BETWEEN THE BUYER AND SELLER AND providing Condition Reports, we do not guarantee that there are THE BUYER AND BONHAMS Debit cards issued by a Hong Kong bank (EPS): there is no no other defects present which have not been mentioned. Bidders On the Lot being knocked down to the Buyer, a Contract for Sale additional charge for purchases made with these cards in person; should satisfy themselves by inspection, as to the condition of each of the Lot will be entered into between the Seller and the Buyer on Lot. Please see the Contract for Sale printed in this Catalogue. the terms of the Contract for Sale set out in Appendix 1 at the back Credit cards: American Express, Visa and Mastercard only. There is 16. BOOKS of the Catalogue save for those varied by announcement given out a HK$200,000 limit on payment value if payment is made in person. As stated above, all Lots are sold on an “as is” basis, subject to all orally before and/or during the Sale. You will be liable to pay the faults, imperfections and errors of Description save as set out below. Purchase Price, which is the Hammer Price plus any Tax. Payment by telephone may also be accepted up to HK$50,000, However, you will be entitled to reject a Book in the circumstances set At the same time, a separate contract is also entered into between subject to appropriate verification procedures, although this facility out in paragraph 11 of the Buyers Agreement. Please note that Lots us as auctioneers and the Buyer. This is our Buyer’s Agreement, is not available for first time buyers. If the amount payable by you for comprising printed Books, unframed maps and bound manuscripts the terms of which are set out in Appendix 2 at the end of the Lots exceeds that sum, the balance must be paid by other means. are not liable to VAT on the Buyer’s Premium. Catalogue. Please read the terms of the Contract for Sale and our Buyer’s Agreement contained in the Catalogue in case you are the China UnionPay (CUP) debit cards: There is no limit on payment 17. CLOCKS AND WATCHES successful Bidder. We may change the terms of either or both of these value if payment is made in person. All Lots are sold “as is”, and the absence of any reference to the agreements in advance of their being entered into, by setting out different condition of a clock or watch does not imply that the Lot is in good terms in the Catalogue and/or by placing an insert in the Catalogue and/ It maybe advisable to notify your card provider of your intended condition and without defects, repairs or restorations. Most clocks or by notices at the Sale venue and/or by oral announcements before and purchase in advance to reduce delays caused by us having to seek and watches have been repaired in the course of their normal lifetime during the Sale. You should be alert to this possibility of changes and ask authority when you come to pay. If you have any questions with and may now incorporate parts not original to them. Furthermore, if there have been any. regard to payment, please contact our Bonhams makes no representation or warranty that any clock or 7. BUYER’S PREMIUM AND OTHER CHARGES PAYABLE BY Customer Services Department. watch is in working order. As clocks and watches often contain fine THE BUYER 10. COLLECTION AND STORAGE and complex mechanisms, Bidders should be aware that a general Under the Buyer’s Agreement, a premium (the Buyer’s The Buyer of a Lot will not be allowed to collect it until payment in full service, change of battery or further repair work, for which the Buyer Premium) is payable to us by the Buyer in accordance with the terms and in cleared funds has been made (unless we have made a special is solely responsible, may be necessary. Bidders should be aware of the Buyer’s Agreement and at rates set out below, calculated by arrangement with the Buyer). Details relating to the collection of a that the importation of watches such as Rolex, Frank Muller and reference to the Hammer Price and payable in addition to it. Storage Lot, the storage of a Lot and our Storage Contractor after the Sale Corum into the United States is highly restricted. These watches may charges and Expenses are also payable by the Buyer as set out in the are set out in the Buyer’s Agreement as set out in Appendix 2 of the not be shipped to the USA and can only be imported personally. Buyer’s Agreement. Catalogue. 18. JEWELLERY 11. SHIPPING Gemstones For this Sale the following rates of Buyer’s Premium will be payable Please refer enquiries on this to our customer services department Historically many gemstones have been subjected to a variety of by Buyers on each Lot purchased: dealing with the Sale. treatments to enhance their appearance. Sapphires and rubies are 27.5% of the Hammer Price on the first HK$100,000; plus 12. EXPORT/TRADE RESTRICTIONS routinely heat treated to improve their colour and clarity, similarly 25% of the Hammer Price from HK$100,001 It is your sole responsibility to comply with all Hong Kong export and emeralds are frequently treated with oils or resin for the same and up to HK$5,000,000; plus overseas import regulations relating to your purchases and also to purpose. Other treatments such as staining, irradiation or coating 20% of the Hammer Price from HK$5,000,001 obtain any relevant export and/or import licence(s). may have been used on other gemstones. These treatments may and up to HK$50,000,000; plus The need for export and import licences varies from country to be permanent, whilst others may need special care or re-treatment 14.5% of the Hammer Price above HK$50,000,000 country and you should acquaint yourself with all relevant local over the years to retain their appearance. Bidders should be aware requirements and provisions. that Estimates assume that gemstones may have been subjected to 8. TAX The refusal of any import or export licence(s) or any delay in obtaining such treatments. A number of laboratories issue certificates that give The Hammer Price and the Buyer’s Premium payable by the Buyer such licence(s) shall not permit the rescission of any Sale nor allow any more detailed Descriptions of gemstones. However there may not be is exclusive of any goods or service tax or other Tax (whether delay in making full payment for the Lot. consensus between different laboratories on the degrees, or types imposed by Hong Kong or otherwise). If any such Tax was to be paid 13. CITES REGULATIONS of treatment for any particular gemstone. In the event that Bonhams under Hong Kong laws or any other laws, the Buyer shall be solely Buyers are advised to check the regulations applicable to Hong Kong has been given or has obtained certificates for any Lot in the Sale responsible to pay such Tax and at the rate and time as required by exportation and overseas importation when exporting any goods these certificates will be disclosed in the Catalogue. Although, as a the relevant law, or if such Tax is to be paid by us, we may add such from Hong Kong to the place of importation. Buyers should also matter of policy, Bonhams endeavours to provide certificates from Tax to the Purchase Price payable by the Buyer. be aware that the export from Hong Kong of any items made of or recognised laboratories for certain gemstones, it is not feasible 9. PAYMENT incorporating ivory, whalebone, tortoiseshell, rhinoceros horn, coral to obtain certificates for each Lot. In the event that no certificate It is of critical importance that you ensure that you have and other restricted materials is prohibited unless a CITES export is published in the Catalogue, Bidders should assume that the readily available funds to pay the Purchase Price and the licence is obtained from the Agriculture, Fisheries and Conservation gemstones may have been treated. Neither Bonhams nor the Seller Buyer’s Premium (plus Tax and any other charges and Department of Hong Kong. A period of 8 weeks may be required for accepts any liability for contradictions or differing certificates obtained Expenses to us) in full before making a bid for the Lot. If you the purposes of obtaining such export licence. by Buyers on any Lots subsequent to the Sale. are a successful Bidder, payment will be due to be made to Please note that Lots marked in the catalogue with a Y next to the Estimated Weights us by 4.30 pm on the second working day after the Sale so lot number contain one or more of the aforesaid restricted materials. If a stone(s) weight appears within the body of the Description in that all sums are cleared by the seventh working day after However, the omission of such letter Y does not automatically mean capital letters, the stone(s) has been unmounted and weighed by the Sale. Payment will have to be by one of the following that the Lot is not subject to CITES regulations. Buyers are advised Bonhams. If the weight of the stone(s) is stated to be approximate methods (all cheques should be made payable to Bonhams to obtain information from the relevant regulatory authorities regarding and does not appear in capital letters, the stone(s) has been (Hong Kong) Limited). Bonhams reserves the right to vary export and import restrictions, requirements and costs prior to assessed by us within its/their settings, and the stated weight is a the terms of payment at any time. Unless agreed by us bidding. statement of our opinion only. This information is given as a guide advance payments made by anyone other than the registered 14. THE SELLERS AND/OR BONHAMS’ LIABILITY and Bidders should satisfy themselves with regard to this information buyer will not be accepted. Other than any liability of the Seller to the Buyer of a Lot under the as to its accuracy. Contract for Sale, neither we nor the Seller are liable (whether in Signatures Bonhams’ preferred payment method is by negligence or otherwise) for any error or misdescription or omission 1. A diamond brooch, by Kutchinsky bank transfer in any Description of a Lot or any Estimate in respect of it, whether When the maker’s name appears in the title, in Bonhams’ opinion contained in the Catalogue or otherwise, whether given orally or the piece is by that maker. Bank transfer: you may electronically transfer funds to in writing and whether given before or during the Sale. Neither we 2. A diamond brooch, signed Kutchinsky our Client Account. If you do so, please quote your paddle nor the Seller will be liable for any loss of Business, profits, revenue Has a signature that, in Bonhams’ opinion, is authentic but may or income, or for loss of reputation, or for disruption to Business contain gemstones that are not original, or the piece may have been number and invoice number as the reference. Our Client or wasted time on the part of management or staff, or for indirect altered. losses or consequential damages of any kind, irrespective in any 3. A diamond brooch, mounted by Kutchinsky Account details are as follows: case of the nature, volume or source of the loss or damage alleged Has been created by the jeweller, in Bonhams’ opinion, but using to be suffered, and irrespective of whether the said loss or damage is stones or designs supplied by the client. Bank : HSBC caused by or claimed in respect of any negligence, other tort, breach 19. PICTURES Address : Head Office of contract (if any) or statutory duty, restitutionary claim or otherwise. Explanation of Catalogue Terms 1 Queen’s Road Central, Hong Kong In any circumstances where we and/or the Seller are liable in relation The following terms used in the Catalogue have the following Account Name: Bonhams (Hong Kong) Limited. - to any Lot or any Description or Estimate made of any Lot, or the meanings but are subject to the general provisions relating to Client A/C conduct of any Sale in relation to any Lot, whether in damages, Descriptions contained in the Contract for Sale: Account Number: 808 870 174001 for an indemnity or contribution, or for a restitutionary remedy or • “Jacopo Bassano”: in our opinion a work by the artist. When the SWIFT Code: HSBCHKHHHKH otherwise, our and/or the Seller’s liability (combined, if both we and the Seller are liable) will be limited to payment of a sum which will not artist’s forename(s) is not known, a series of asterisks, followed If paying by bank transfer, the amount received after the exceed by way of maximum the amount of the Purchase Price of the by the surname of the artist, whether preceded by an initial or deduction of any bank fees and/or conversion of the currency Lot irrespective in any case of the nature, volume or source of any not, indicates that in our opinion the work is by the artist named; of payment to Hong Kong dollars must not be less than loss or damage alleged to be suffered or sum claimed as due, and • “Attributed to Jacopo Bassano”: in our opinion probably a work the Hong Kong dollars amount payable, as set out on the irrespective of whether the liability arises from any negligence, other by the artist but less certainty as to authorship is expressed than invoice. tort, breach of contract (if any) or statutory duty or otherwise. in the preceding category; Nothing set out above will be construed as excluding or • “Studio/Workshop of Jacopo Bassano”: in our opinion a work by Hong Kong dollar personal cheque drawn on a Hong restricting (whether directly or indirectly) our liability or excluding or an unknown hand in a studio of the artist which may or may not Kong branch of a bank : all cheques must be cleared restricting any person’s rights or remedies in respect of (i) fraud, have been executed under the artist’s direction; before you can collect your purchases; or (ii) death or personal injury caused by our negligence (or by the • “Circle of Jacopo Bassano”: in our opinion a work by a hand negligence of any person under our control or for whom we are legally closely associated with a named artist but not necessarily his Bankers draft cheque: if you can provide suitable proof responsible), or (iii) acts or omissions for which we are liable under the pupil; of identity and we are satisfied as to the genuineness of the Occupiers Liability Ordinance (Chapter 314 of the Laws of Hong Kong), • “Follower of Jacopo Bassano”: in our opinion a work by a draft or cheque, and that the funds have originated from your or (iv) any other liability to the extent the same may not be excluded or painter working in the artist’s style, contemporary or nearly own account, we will allow you to collect your purchases restricted as a matter of law or (v) our undertakings under paragraph 9 contemporary, but not necessarily his pupil; immediately; of the Buyer’s Agreement. The same applies in respect of the Seller, • “Manner of Jacopo Bassano”: in our opinion a work in the style of as if references to us in this paragraph were substituted with references the artist and of a later date; Cash: you may pay for Lots purchased by you at this Sale • “After Jacopo Bassano”: in our opinion, a copy of a known work with notes or coins in the currency in which the Sale is of the artist; HONG KONG JEWELS AND JADEITE | 101 HK/NTB/MAIN/11.2020

• “Signed and/or dated and/or inscribed”: in our opinion the this, we will not disclose your data to any third party, but we may from 4 Description or Estimate is incorporated into this Contract for signature and/or date and/or inscription are from the hand of the time to time provide you with information about goods and services 4.1 Sale. artist; provided by third parties which we feel may be of interest to you. Any 4.2 FITNESS FOR PURPOSE AND SATISFACTORY QUALITY member of our group may use your data for similar purposes. 5 The Seller does not make and does not agree to make any • “Bears a signature and/or date and/or inscription”: in our opinion We will keep your data for a period of five years from the date of 5.1 contractual promise, undertaking, obligation, guarantee, the signature and/or date and/or inscription have been added by your last contact with us so as to simplify any future registration. The warranty, or representation of fact in relation to the satisfactory another hand. data may be transferred to and stored outside Hong Kong, and you 5.2 quality of the Lot or its fitness for any purpose. agree to this transfer. You have the right to request us not to use your 6 The Seller will not be liable for any breach of any undertaking, 20. PORCELAIN AND GLASS information for these purposes by contacting Bonhams (Hong Kong) 6.1 whether implied by the Sale of Goods Ordinance (Chapter 26 Damage and Restoration Limited (which for the purpose of the Personal Data (Privacy) Ordinance 6.2 of the Laws of Hong Kong) or otherwise, as to the satisfactory For your guidance, in our Catalogues we detail, as far as practicable, (Chapter 486 of the Laws of Hong Kong) is the data user) at Montpelier quality of the Lot or its fitness for any purpose. recorded all significant defects, cracks and restoration. Such Galleries, Montpelier Street, London, SW7 1HH, United Kingdom or by 7 RISK, PROPERTY AND TITLE practicable Descriptions of damage cannot be definitive, and in e-mail at client.services@bonhams.com. 7.1 Risk in the Lot passes to you when it is knocked down to you providing Condition Reports, we cannot Guarantee that there are on the fall of the Auctioneer’s hammer in respect of the Lot. no other defects present which have not been mentioned. Bidders APPENDIX 1 7.2 The Seller will not be responsible thereafter for the Lot prior should satisfy themselves by inspection, as to the condition of each to you collecting it from Bonhams or the Storage Contractor, Lot. Please see the Contract for Sale printed in this Catalogue. CONTRACT FOR SALE 7.3 with whom you have separate contract(s) as Buyer. You will Because of the difficulty in determining whether an item of glass IMPORTANT: These terms may be changed in advance of the 7.4 indemnify the Seller and keep the Seller fully indemnified has been repolished, in our Catalogues reference is only made to Sale of the Lot to you, by the setting out of different terms in the 7.5 from and against all claims, proceedings, costs, expenses visible chips and cracks. No mention is made of repolishing, severe Catalogue for the Sale and/or by placing an insert in the Catalogue and losses arising in respect of any injury, loss and damage or otherwise. and/or by notices at the Sale venue and/or by oral announcements 8 caused to the Lot after the fall of the Auctioneer’s hammer 21. WINE before and during the Sale at the Sale venue. You should be alert to 8.1 until you obtain full title to it. Lots which are lying under Bond and those liable to VAT may not be this possibility of changes and ask in advance of bidding if there have Title to the Lot remains in and is retained by the Seller until available for immediate collection. been any. 8.1.1 the Purchase Price and all other sums payable by you to Examining the wines UNDER THIS CONTRACT, THE SELLER’S LIABILITY IN RESPECT OF 8.1.2 Bonhams in relation to the Lot have been paid in full to, and It is occasionally possible to provide a pre-Sale tasting for larger THE QUALITY OF THE LOT, ITS FITNESS FOR ANY PURPOSE AND 8.1.3 received in cleared funds by, Bonhams. parcels (as defined below). This is generally limited to more recent ITS CONFORMITY WITH ANY DESCRITION IS LIMITED. YOU ARE 8.1.4 PAYMENT and everyday drinking wines. Please contact the department for STRONGLY ADVISED TO EXAMINE THE LOT FOR YOURSELF AND/ 8.1.5 Your obligation to pay the Purchase Price arises when the details. OR OBTAIN AN INDEPENDENT EXAMINATION OF IT BEFORE YOU 8.1.6 Lot is knocked down to you on the fall of the Auctioneer’s It is not our policy to inspect every unopened case. In the case of BUY IT. hammer in respect of the Lot. wines older than 20 years the boxes will usually have been opened 1 THE CONTRACT 8.1.7 Time will be of the essence in relation to payment of the and levels and appearance noted in the Catalogue where necessary. 1.1 These terms govern the Contract for Sale of the Lot by the Purchase Price and all other sums payable by you to You should make proper allowance for variations in ullage levels and 8.1.8 Bonhams. Unless agreed in writing with you by Bonhams conditions of corks, capsules and labels. Seller to the Buyer. on the Seller’s behalf (in which case you must comply with Corks and Ullages 1.2 The Definitions and Glossary contained in Appendix 3 in the the terms of that agreement), all such sums must be paid Ullage refers to the space between the base of the cork and the to Bonhams by you in the currency in which the Sale was wine. Ullage levels for Bordeaux shaped bottles are only normally Catalogue are incorporated into this Contract for Sale and a conducted by not later than 4.30pm on the second working noted when below the neck and for Burgundy, Alsace, German separate copy can also be provided by Bonhams on request. day following the Sale and you must ensure that the funds are and Cognac shaped bottles when greater than 4 centimetres (cm). Where words and phrases are used which are in the List of cleared by the seventh working day after the Sale. Payment Acceptable ullage levels increase with age; generally acceptable Definitions in it, they are printed in italics. must be made to Bonhams by one of the methods stated levels are as follows: 1.3 Seller sells the Lot as the principal to the Contract for Sale, in the Notice to Bidders unless otherwise agreed with you Under 15 years old – into neck or less than 4cm such contract being made between the Seller and you in writing by Bonhams. If you do not pay any sums due in 15 to 30 years old – top shoulder (ts) or up to 5cm through Bonhams which acts in the sole capacity as the accordance with this paragraph, the Seller will have the rights Over 30 years old – high shoulder (hs) or up to 6cm Seller’s agent and not as an additional principal. However, if set out in paragraph 8 below. It should be noted that ullages may change between publication the Catalogue states that Bonhams sells the Lot as principal, COLLECTION OF THE LOT of the Catalogue and the Sale and that corks may fail as a result or such a statement is made by an announcement by the Unless otherwise agreed in writing with you by Bonhams, of transporting the wine. We will only accept responsibility for Auctioneer, or by a notice at the Sale, or an insert in the the Lot will be released to you or to your order only when Descriptions of condition at the time of publication of the Catalogue Catalogue, then Bonhams is the Seller for the purposes of Bonhams has received cleared funds to the amount of the full and cannot accept responsibility for any loss resulting from failure of this agreement. Purchase Price and all other sums owed by you to the Seller corks either before or after this point. 1.4 The contract is made on the striking of the Auctioneer’s and to Bonhams. Options to buy parcels hammer in respect of the Lot when it is knocked down to you. The Seller is entitled to withhold possession from you of any A parcel is a number of Lots of identical size of the same wine, 2 SELLER’S UNDERTAKINGS other Lot he has sold to you at the same or at any other Sale bottle size and Description. The Buyer of any of these Lots has the 2.1 The Seller undertakes to you that: and whether currently in Bonhams’ possession or not until option to accept some or all of the remaining Lots in the parcel at the 2.1.1 The Seller is the owner of the Lot or is duly authorised to sell payment in full and in cleared funds of the Purchase Price and same price, although such options will be at the Auctioneer’s sole the Lot by the owner; all other sums due to the Seller and/or Bonhams in respect of discretion. Absentee Bidders are, therefore, advised to bid on the 2.1.2 save as disclosed in the Entry for the Lot in the Catalogue, the the Lot. first Lot in a parcel. Seller sells the Lot with full title guarantee or, where the Seller You will collect and remove the Lot at your own expense Bottling Details and Case Terms is an executor, trustee, liquidator, receiver or administrator, from Bonhams’ custody and/or control or from the Storage The following terms used in the Catalogue have the following with whatever right, title or interest he may have in the Lot; Contractor’s custody in accordance with Bonhams’ meanings: 2.1.3 except where the Sale is by an executor, trustee, liquidator, instructions or requirements. CB – Château bottled receiver or administrator the Seller is both legally entitled to You will be wholly responsible for packing, handling and DB – Domaine bottled sell the Lot, and legally capable of conferring on you quiet transport of the Lot on collection and for complying with all EstB – Estate bottled possession of the Lot import or export regulations in connection with the Lot. BB – Bordeaux bottled 2.1.4 the Seller has complied with all requirements, legal or You will be wholly responsible for any removal, storage or BE – Belgian bottled otherwise, relating to any export or import of the Lot, and other charges or expenses incurred by the Seller if you do FB – French bottled all duties and Taxes in respect of the export or import of the not remove the Lot in accordance with this paragraph 7 and GB – German bottled Lot have (unless stated to the contrary in the Catalogue or will indemnify the Seller against all charges, costs, including OB – Oporto bottled announced by the Auctioneer) been paid and, so far as the any legal costs and fees, expenses and losses suffered by UK – United Kingdom bottled Seller is aware, all third parties have complied with such the Seller by reason of your failure to remove the Lot including owc – original wooden case requirements in the past; any charges due under any Storage Contract. All such sums iwc – individual wooden case 2.1.5 subject to any alterations expressly identified as such made by due to the Seller will be payable on demand. oc – original carton announcement or notice at the Sale venue or by the Notice to FAILURE TO PAY FOR THE LOT SYMBOLS Bidders or by an insert in the Catalogue, the Lot corresponds If the Purchase Price for a Lot is not paid to Bonhams in full THE FOLLOWING SYMBOLS ARE USED TO DENOTE with the Contractual Description of the Lot, being that part in accordance with the Contract for Sale the Seller will be Y Subject to CITES regulations when exporting these items of the Entry about the Lot in the Catalogue which is in bold entitled, with the prior written agreement of Bonhams but letters and (except for colour) with any photograph of the Lot without further notice to you, to exercise one or more of the outside the EU, see clause 13. in the Catalogue and the contents of any Condition Report following rights (whether through Bonhams or otherwise): ○ The Seller has been guaranteed a minimum price for the Lot, which has been provided to the Buyer. to terminate immediately the Contract for Sale of the Lot for 3 DESCRIPTIONS OF THE LOT your breach of contract; either by Bonhams or a third party. This may take the form of 3.1 Paragraph 2.1.5 sets out what is the Contractual Description to re-sell the Lot by auction, private treaty or any other means an irrevocable bid by a third party, who may make a financial of the Lot. In particular, the Lot is not sold as corresponding on giving seven days’ written notice to you of the intention to gain on a successful Sale or a financial loss if unsuccessful. with that part of the Entry in the Catalogue which is not resell; ▲ Bonhams owns the Lot either wholly or partially or may printed in bold letters, which merely sets out (on the Seller’s to retain possession of the Lot; otherwise have an economic interest. behalf) Bonhams’ opinion about the Lot and which is not part to remove and store the Lot at your expense; Ф This lot contains or is made of ivory. The United States of the Contractual Description upon which the Lot is sold. Any to take legal proceedings against you for any sum due under Government has banned the import of ivory into the USA. statement or representation other than that part of the Entry the Contract for Sale and/or damages for breach of contract; referred to in paragraph 2.1.5 (together with any express to be paid interest on any monies due (after as well as before T22he. LNAoNticGeUtAoGBEidders is published in both Chinese and English. alteration to it as referred to in paragraph 2.1.5), including any judgement or order) at the annual rate of 5% per annum If there is any dispute in its interpretation, the English version will Description or Estimate, whether made orally or in writing, above the base rate of Standard Chartered Bank (Hong Kong) prevail. including in the Catalogue or on Bonhams’ Website, or by Limited from time to time to be calculated on a daily basis DATA PROTECTION – USE OF YOUR INFORMATION conduct, or otherwise, and whether by or on behalf of the from the date upon which such monies become payable until As a result of the services provided by us, we obtain personal data Seller or Bonhams and whether made prior to or during the the date of actual payment; about you (which expression for the purposes of this paragraph only Sale, is not part of the Contractual Description upon which to repossess the Lot (or any part thereof) which has not includes your employees and officers, if any). You agree to our use of the Lot is sold. become your property, and for this purpose you hereby grant it as follows. 3.2 Except as provided in paragraph 2.1.5, the Seller does an irrevocable licence to the Seller by himself and to his We may use your data to notify you about changes to our services not make or give and does not agree to make or give any servants or agents to enter upon all or any of your premises and to provide you with information about products or services that contractual promise, undertaking, obligation, guarantee, (with or without vehicles) during normal Business hours to you request from us or which we feel may be of interest to you. Data warranty, or representation of fact, or undertake any duty of take possession of the Lot or part thereof; about you may be analysed to identify your potential preferences for care, in relation to any Description of the Lot or any Estimate to retain possession of any other property sold to you by the these purposes. We may disclose your data to any member of our in relation to it, nor of the accuracy or completeness of any group (which means our subsidiaries, our ultimate holding company Description or Estimate which may have been made by and its subsidiaries as defined in section 1159 and schedule 6 of the or on behalf of the Seller including by Bonhams. No such Companies Act 2006, including any overseas subsidiary). Subject to 102 | BONHAMS HK/NTB/MAIN/11.2020

Seller at the Sale or any other auction or by private treaty until Contract for Sale by circumstances beyond its reasonable 1.5.3 with paragraph 4 once you have paid to us, in cleared funds, all sums due under the Contract for Sale shall have been paid control or if performance of its obligations would by 1.6 everything due to us and the Seller; in full in cleared funds; reason of such circumstances give rise to a significantly we will provide a guarantee in the terms set out in paragraph 9. 8.1.9 to retain possession of, and on three months’ written notice increased financial cost to it, that party will not, for so long 2 We do not make or give and do not agree to make or give to sell, Without Reserve, any of your other property in the as such circumstances prevail, be required to perform such 3 any contractual promise, undertaking, obligation, guarantee, possession of the Seller and/or of Bonhams (as bailee for obligations. This paragraph does not apply to the obligations 3.1 warranty, representation of fact in relation to any Description the Seller) for any purpose (including, without limitation, other imposed on you by paragraph 6. 3.1.1 of the Lot or any Estimate in relation to it, nor of the accuracy goods sold to you) and to apply any monies due to you as a 10.4 Any notice or other communication to be given under the 3.1.2 or completeness of any Description or Estimate which may result of such sale in satisfaction or part satisfaction of any Contract for Sale must be in writing and may be delivered by 3.1.3 have been made by us or on our behalf or by or on behalf amounts owed to the Seller or to Bonhams; and hand or sent by first class post or air mail or fax transmission, 3.2 of the Seller (whether made orally or in writing, including in 8.1.10 so long as such goods remain in the possession of the Seller if to the Seller, addressed c/o Bonhams at its address or 3.3 the Catalogue or on Bonhams’ Website, or by conduct, or or Bonhams as its bailee, to rescind the contract for the Sale fax number in the Catalogue (marked for the attention of otherwise), and whether made before or after this agreement of any other goods sold to you by the Seller at the Sale or at the Company Secretary), and if to you to the address or 3.4 or prior to or during the Sale. No such Description or Estimate any other auction or by private treaty and apply any monies fax number of the Buyer given in the Bidding Form (unless 3.5 is incorporated into this agreement between you and us. Any received from you in respect of such goods in part or full notice of any change of address is given in writing). It is the 3.6 such Description or Estimate, if made by us or on our behalf, satisfaction of any amounts owed to the Seller or to Bonhams responsibility of the sender of the notice or communication to 3.7 was (unless Bonhams itself sells the Lot as principal) made as by you. ensure that it is received in a legible form within any applicable 4 agent on behalf of the Seller. 8.2 You agree to indemnify the Seller against all legal and other time period. 4.1 PERFORMANCE OF THE CONTRACT FOR SALE costs of enforcement, all losses and other expenses and 10.5 If any term or any part of any term of the Contract for Sale You undertake to us personally that you will observe and costs (including any monies payable to Bonhams in order to is held to be unenforceable or invalid, such unenforceability 4.2 comply with all your obligations and undertakings to the Seller obtain the release of the Lot) incurred by the Seller (whether or invalidity will not affect the enforceability and validity of the 4.3 under the Contract for Sale in respect of the Lot. or not court proceedings will have been issued) as a result remaining terms or the remainder of the relevant term. PAYMENT of Bonhams taking steps under this paragraph 8 on a full 10.6 References in the Contract for Sale to Bonhams will, 4.4 Unless agreed in writing between you and us or as otherwise indemnity basis together with interest thereon (after as well as where appropriate, include reference to Bonhams’ officers, set out in the Notice to Bidders, you must pay to us by not before judgement or order) at the rate specified in paragraph employees and agents. 4.5 later than 4.30pm on the second working day following the 8.1.6 from the date upon which the Seller becomes liable to 10.7 The headings used in the Contract for Sale are for 4.6 Sale: pay the same until payment by you. convenience only and will not affect its interpretation. The Purchase Price for the Lot; 8.3 On any re-sale of the Lot under paragraph 8.1.2, the Seller 10.8 In the Contract for Sale “including” means “including, without A Buyer’s Premium in accordance with the rates set out in the will account to you in respect of any balance remaining from limitation”. Notice to Bidders on each lot, and any monies received by him or on his behalf in respect of the 10.9 References to the singular will include reference to the plural If the Lot is marked [AR], an Additional Premium which is Lot, after the payment of all sums due to the Seller and to (and vice versa) and reference to any one gender will include calculated and payable in accordance with the Notice to Bonhams, within 28 days of receipt of such monies by him or reference to the other genders. Bidders together with VAT on that sum if applicable so that all on his behalf. 10.10 Reference to a numbered paragraph is to a paragraph of the sums due to us are cleared funds by the seventh working day 9 THE SELLER’S LIABILITY Contract for Sale. after the Sale. 9.1 The Seller will not be liable for any injury, loss or damage 10.11 Save as expressly provided in paragraph 10.12 nothing in You must also pay us on demand any Expenses payable caused by the Lot after the fall of the Auctioneer’s hammer in the Contract for Sale confers (or purports to confer) on any pursuant to this agreement. respect of the Lot. person who is not a party to the Contract for Sale any benefit All payments to us must be made in the currency in which 9.2 Subject to paragraphs 9.3 to 9.5 below, except for breach conferred by, or the right to enforce any term of, the Contract the Sale was conducted, using, unless otherwise agreed by of the express undertaking provided in paragraph 2.1.5, for Sale. us in writing, one of the methods of payment set out in the the Seller will not be liable for any breach of any term that 10.12 Where the Contract for Sale confers an immunity from, and/or Notice to Bidders. Our invoices will only be addressed to the the Lot will correspond with any Description applied to it an exclusion or restriction of, the responsibility and/or liability registered Bidder unless the Bidder is acting as an agent for a by or on behalf of the Seller, whether implied by the Sale of of the Seller, it will also operate in favour and for the benefit of named principal and we have approved that arrangement, in Goods Ordinance (Chapter 26 of the Laws of Hong Kong) or Bonhams, Bonhams’ holding company and the subsidiaries which case we will address the invoice to the principal. otherwise. of such holding company and the successors and assignees Unless otherwise stated in this agreement all sums payable to 9.3 The Seller will not be liable (whether in negligence, other tort, of Bonhams and of such companies and of any officer, us will be subject to the Tax at the appropriate rate and such breach of contract or statutory duty or in restitution or under employee and agent of Bonhams and such companies, each Tax will be payable by you on all such sums. the Misrepresentation Ordinance (Chapter 284 of the Laws of of whom will be entitled to avail itself of the same relevant We may deduct and retain for our own benefit from Hong Kong), or in any other way) for any lack of conformity right at law. the monies paid by you to us the Buyer’s Premium, the with, or inaccuracy, error, misdescription or omission in any 11 GOVERNING LAW AND DISPUTE RESOLUTION Commission payable by the Seller in respect of the Lot, any Description of the Lot or any Entry or Estimate in relation to the 11.1 Law Expenses and Tax and any interest earned and/or incurred Lot made by or on behalf of the Seller (whether made in writing, All transactions to which this agreement applies and all until payment to the Seller. including in the Catalogue, or on the Website, or orally, or by connected matters will be governed by and construed in Time will be of the essence in relation to any payment payable conduct or otherwise) and whether made before or after this accordance with the laws of Hong Kong. Bonhams has a to us. If you do not pay the Purchase Price, or any other sum agreement or prior to or during the Sale. disputes procedure in place due to us in accordance with this paragraph 3, we will have 9.4 The Seller will not be liable for any loss of Business, Business 11.2 Language the rights set out in paragraph 7 below. profits or revenue or income or for loss of reputation or The Contract for Sale is published in both Chinese and Where a number of Lots have been knocked down to you, for disruption to Business or wasted time on the part of English. If there is any dispute in its interpretation, the English any monies we receive from you will be applied firstly pro-rata the Buyer or of the Buyer’s management or staff or, for version will prevail. to pay the Purchase Price of each Lot and secondly pro-rata any indirect losses or consequential damages of any kind, to pay all amounts due to Bonhams. irrespective in any case of the nature, volume or source of APPENDIX 2 COLLECTION OF THE LOT the loss or damage alleged to be suffered, and irrespective Subject to any power of the Seller or us to refuse to release of whether the said loss or damage is caused by or claimed BUYER’S AGREEMENT the Lot to you, once you have paid to us, in cleared funds, in respect of any negligence, other tort, breach of contract, IMPORTANT: These terms may be changed in advance of the everything due to the Seller and to us, we will release the Lot statutory duty, restitutionary claim or otherwise; sale of the Lot to you, by the setting out of different terms in the to you or as you may direct us in writing. The Lot will only be 9.5 In any circumstances where the Seller is liable to you in Catalogue for the Sale and/or by placing an insert in the Catalogue released on production of a stamped, paid invoice, obtained respect of the Lot, or any act, omission, statement, or and/or by notices at the Sale venue and/or by oral announcements from our cashier’s office. representation in respect of it, or this agreement or its before and during the Sale at the Sale venue. You should be alert to You must collect and remove the Lot at your own expense by performance, and whether in damages, for an indemnity this possibility of changes and ask in advance of bidding if there have the date and time specified in the Notice to Bidders, or if no or contribution or for a restitutionary remedy or in any way been any. date is specified by 4.30pm on the seventh day after the Sale. whatsoever, the Seller’s liability will be limited to payment of a 1 THE CONTRACT For the period referred to in paragraph 4.2, the Lot can be sum which will not exceed by way of maximum the amount of 1.1 These terms govern the contract between Bonhams collected from the address referred to in the Notice to Bidders the Purchase Price of the Lot irrespective in any case of the for collection on the days and times specified in the Notice nature, volume or source of any loss or damage alleged to be personally and the Buyer, being the person to whom a Lot to Bidders.Thereafter, the Lot may be removed elsewhere for suffered or sum claimed as due, and irrespective of whether has been knocked down by the Auctioneer. storage and you must enquire from us as to when and where the liability arises from any negligence, other tort, breach of 1.2 The Definitions and Glossary contained in Appendix you can collect it, although this information will usually be set contract, statutory duty, bailee’s duty, restitutionary claim or 3 to the Catalogue for the Sale are incorporated into this out in the Notice to Bidders. otherwise. agreement and a separate copy can also be provided by us If you have not collected the Lot by the date specified in the 9.6 Nothing set out in paragraphs 9.1 to 9.5 above will be on request. Where words and phrases which are defined Notice to Bidders, you authorise us, acting as your agent construed as excluding or restricting (whether directly or in the List of Definitions are used in this agreement, they are and on your behalf, to enter into a contract (the “Storage indirectly)any person’s liability or excluding or restricting any printed in italics. Reference is made in this agreement to Contract”) with the Storage Contractor for the storage of the person’s rights or remedies in respect of (i) fraud, or (ii) death information printed in the Notice to Bidders, printed at the Lot on the then current standard terms and conditions agreed or personal injury caused by the Seller’s negligence (or any beginning of the Catalogue for the Sale, and where such between Bonhams and the Storage Contractor (copies of person under the Seller’s control or for whom the Seller is information is referred to it is incorporated into this agreement. which are available on request). If the Lot is stored at our legally responsible), or (iii) acts or omissions for which the 1.3 Except as specified in paragraph 4 of the Notice to Bidders premises storage fees at our current daily rates (currently a Seller is liable under the Occupiers Liability Ordinance (Chapter the Contract for Sale of the Lot between you and the Seller minimum of HK$50 plus Tax per Lot per day) will be payable 314 of the Laws of Hong Kong), or (iv) any other liability to is made on the fall of the Auctioneer’s hammer in respect of from the expiry of the period referred to in paragraph 4.2. the extent the same may not be excluded or restricted as a the Lot, when it is knocked down to you and at that moment These storage fees form part of our Expenses. matter of law. a separate contract is also made between you and Bonhams Until you have paid the Purchase Price and any Expenses in 10 MISCELLANEOUS on the terms in this Buyer’s Agreement. full the Lot will either be held by us as agent on behalf of the 10.1 You may not assign either the benefit or burden of the 1.4 We act as agents for the Seller and are not answerable or Seller or held by the Storage Contractor as agent on behalf Contract for Sale. personally responsible to you for any breach of contract or of the Seller and ourselves on the terms contained in the 10.2 The Seller’s failure or delay in enforcing or exercising any other default by the Seller, unless Bonhams sells the Lot as Storage Contract. power or right under the Contract for Sale will not operate or principal. You undertake to comply with the terms of any Storage be deemed to operate as a waiver of his rights under it except 1.5 Our personal obligations to you are governed by this Contract and in particular to pay the charges (and all costs to the extent of any express waiver given to you in writing. agreement and we agree, subject to the terms below, to the of moving the Lot into storage) due under any Storage Any such waiver will not affect the Seller’s ability subsequently following obligations: Contract. You acknowledge and agree that you will not be to enforce any right arising under the Contract for Sale. 1.5.1 we will, until the date and time specified in the Notice able to collect the Lot from the Storage Contractor’s premises 10.3 If either party to the Contract for Sale is prevented from to Bidders or otherwise notified to you, store the Lot in until you have paid the Purchase Price, any Expenses and all performing that party’s respective obligations under the accordance with paragraph 5; charges due under the Storage Contract. 1.5.2 subject to any power of the Seller or us to refuse to release the Lot to you, we will release the Lot to you in accordance HONG KONG JEWELS AND JADEITE | 103 HK/NTB/MAIN/11.2020

4.7 You will be wholly responsible for packing, handling and 7.4 We will account to you in respect of any balance we hold affected by woodworm; or transport of the Lot on collection and for complying with all remaining from any monies received by us in respect of any 10.2.2 changes in atmospheric pressure; nor will we be liable for: import or export regulations in connection with the Lot. 8 sale of the Lot under our rights under this paragraph 7 after the 10.2.3 damage to tension stringed musical instruments; or 8.1 payment of all sums due to us and/or the Seller within 28 days 10.2.4 damage to gilded picture frames, plaster picture frames or 4.8 You will be wholly responsible for any removal, storage, of receipt by us of all such sums paid to us. or other charges for any Lot not removed in accordance 8.1.1 CLAIMS BY OTHER PERSONS IN RESPECT OF THE picture frame glass; and if the Lot is or becomes dangerous, with paragraph 4.2, payable at our current rates, and any 8.1.2 LOT we may dispose of it without notice to you in advance in any Expenses we incur (including any charges due under the 8.1.3 Whenever it becomes apparent to us that the Lot is the manner we think fit and we will be under no liability to you for Storage Contract), all of which must be paid by you on 8.1.4 subject of a claim by someone other than you and other than doing so. demand and in any event before any collection of the Lot by 8.2 the Seller (or that such a claim can reasonably be expected 10.3 We will not be liable to you for any loss of Business, Business you or on your behalf. 8.2.1 to be made), we may, at our absolute discretion, deal with profits, revenue or income or for loss of Business reputation the Lot in any manner which appears to us to recognise or for disruption to Business or wasted time on the part of the 5 STORING THE LOT 8.2.2 the legitimate interests of ourselves and the other parties Buyer’s management or staff or, if you are buying the Lot in the We agree to store the Lot until the earlier of your removal 9 involved and lawfully to protect our position and our legitimate course of a Business, for any indirect losses or consequential of the Lot or until the time and date set out in the Notice to 9.1 interests. Without prejudice to the generality of the discretion damages of any kind, irrespective in any case of the nature, Bidders (or if no date is specified, by 4.30pm on the seventh 9.2 and by way of example, we may: volume or source of the loss or damage alleged to be suffered, day after the Sale) and, subject to paragraphs 6 and 10, to 9.2.1 retain the Lot to investigate any question raised or reasonably and irrespective of whether the said loss or damage is caused be responsible as bailee to you for damage to or the loss 9.2.2 expected by us to be raised in relation to the Lot; and/or by or claimed in respect of any negligence, other tort, breach of or destruction of the Lot (notwithstanding that it is not your deliver the Lot to a person other than you; and/or contract, statutory duty, bailee’s duty, a restitutionary claim or property before payment of the Purchase Price). If you do 9.2.3 commence interpleader proceedings or seek any other order otherwise. not collect the Lot before the time and date set out in the of any court, mediator, arbitrator or government body; and/or 10.4 In any circumstances where we are liable to you in respect Notice to Bidders (or if no date is specified, by 4.30pm on 9.3 require an indemnity and/or security from you in return for of a Lot, or any act, omission, statement, representation in the seventh day after the Sale) we may remove the Lot to pursuing a course of action agreed to by you. respect of it, or this agreement or its performance, and whether another location, the details of which will usually be set out The discretion referred to in paragraph 8.1: damages, for an indemnity or contribution or for a restitutionary in the Notice to Bidders. If you have not paid for the Lot in may be exercised at any time during which we have actual or remedy or in any way whatsoever, our liability will be limited to accordance with paragraph 3, and the Lot is moved to any constructive possession of the Lot, or at any time after such payment of a sum which will not exceed by way of maximum third party’s premises, the Lot will be held by such third party possession, where the cessation of such possession has occurred the amount of the Purchase Price of the Lot plus Buyer’s strictly to Bonhams’ order and we will retain our lien over by reason of any decision, order or ruling of any court, mediator, Premium (less any sum you maybe entitled to recover from the Lot until we have been paid in full in accordance with arbitrator or government body; and the Seller) irrespective in any case of the nature, volume or paragraph 3. will not be exercised unless we believe that there exists a source of any loss or damage alleged to be suffered or sum serious prospect of a good arguable case in favour of the claimed as due, and irrespective of whether the liability arises 6 RESPONSIBILITY FOR THE LOT claim. from negligence, other tort, breach of contract, statutory duty, 6.1 Only on the payment of the Purchase Price to us will title in FORGERIES bailee’s duty, a restitutionary claim or otherwise. We undertake a personal responsibility for any Forgery in You may wish to protect yourself against loss by obtaining the Lot pass to you. However under the Contract for Sale, the accordance with the terms of this paragraph 9. insurance. risk in the Lot passed to you when it was knocked down to Paragraph 9 applies only if: 10.5 Nothing set out above will be construed as excluding or you. your name appears as the named person to whom the restricting (whether directly or indirectly) any person’s liability 6.2 You are advised to obtain insurance in respect of the Lot as original invoice was made out by us in respect of the Lot and or excluding restricting any person’s rights or remedies in soon as possible after the Sale. that invoice has been paid; and respect of (i) fraud, or (ii) death or personal injury caused by 7 FAILURE TO PAY OR TO REMOVE THE LOT AND PART you notify us in writing as soon as reasonably practicable after our negligence (or any person under our control or for whom PAYMENTS you have become aware that the Lot is or may be a Forgery, we are legally responsible), or (iii) acts or omissions for which 7.1 If all sums payable to us are not so paid in full at the time they and in any event within one year after the Sale, that the Lot is we are liable under the Occupiers Liability Ordinance (Chapter are due and/or the Lot is not removed in accordance with this a Forgery; and 314 of the Laws of Hong Kong) , or (iv) any other liability to the agreement, we will without further notice to you be entitled to within one month after such notification has been given, you extent the same may not be excluded or restricted as a matter exercise one or more of the following rights (without prejudice return the Lot to us in the same condition as it was at the time of law, or (v) under our undertaking in paragraph 9 of these to any rights we may exercise on behalf of the Seller): of the Sale, accompanied by written evidence that the Lot is conditions. 7.1.1 to terminate this agreement immediately for your breach of a Forgery and details of the Sale and Lot number sufficient to 11 MISCELLANEOUS contract; identify the Lot. 11.1 You may not assign either the benefit or burden of this 7.1.2 to retain possession of the Lot; Paragraph 9 will not apply in respect of a Forgery if: agreement. 7.1.3 to remove, and/or store the Lot at your expense; 11.2 Our failure or delay in enforcing or exercising any power or right 7.1.4 to take legal proceedings against you for payment of any 9.3.1 the Entry in relation to the Lot contained in the Catalogue under this agreement will not operate or be deemed to operate sums payable to us by you (including the Purchase Price) reflected the then accepted general opinion of scholars and as a waiver of our rights under it except to the extent of any and/or damages for breach of contract; experts or fairly indicated that there was a conflict of such express waiver given to you in writing. Any such waiver will not 7.1.5 to be paid interest on any monies due to us (after as well as opinion or reflected the then current opinion of an expert affect our ability subsequently to enforce any right arising under before judgement or order) at the annual rate of 5% per annum acknowledged to be a leading expert in the relevant field; or this agreement. above the base lending rate of Standard Chartered Bank (Hong 11.3 If either party to this agreement is prevented from performing Kong) Limited from time to time to be calculated on a daily basis 9.3.2 it can be established that the Lot is a Forgery only by means that party’s respective obligations under this agreement by from the date upon which such monies become payable until of a process not generally accepted for use until after the circumstances beyond its reasonable control or if performance the date of actual payment; date on which the Catalogue was published or by means of of its obligations would by reason of such circumstances give 7.1.6 to repossess the Lot (or any part thereof) which has not a process which it was unreasonable in all the circumstances rise to a significantly increased financial cost to it, that party will become your property, and for this purpose you hereby for us to have employed. not, for so long as such circumstances prevail, be required to grant an irrevocable licence to us, by ourselves, our servants perform such obligations. This paragraph does not apply to the or agents, to enter upon all or any of your premises (with 9.4 You authorise us to carry out such processes and tests on obligations imposed on you by paragraph 3. or without vehicles) during normal business hours to take the Lot as we in our absolute discretion consider necessary 11.4 Any notice or other communication to be given under this possession of any Lot or part thereof; to satisfy ourselves that the Lot is or is not a Forgery. agreement must be in writing and may be delivered by hand 7.1.7 to sell the Lot Without Reserve by auction, private treaty or or sent by registered post or air mail or fax transmission (if to any other means on giving you three months written notice of 9.5 If we are satisfied that a Lot is a Forgery we will (as principal) Bonhams marked for the attention of the Company Secretary), our intention to do so; purchase the Lot from you and you will transfer the title to to the address or fax number of the relevant party given in the 7.1.8 to retain possession of any of your other property in our the Lot in question to us, with full title guarantee, free from Contract Form (unless notice of any change of address is given possession for any purpose (including, without limitation, any liens, charges, encumbrances and adverse claims, in in writing). It is the responsibility of the sender of the notice or other goods sold to you or with us for sale) until all sums due accordance with the provisions of Sections 14(1) (a) and 14(1) communication to ensure that it is received in a legible form to us have been paid in full; (b) of the Sale of Goods Ordinance (Chapter 26 of the Laws within any applicable time period. 7.1.9 to apply any monies received from you for any purpose of Hong Kong) and we will pay to you an amount equal to 11.5 If any term or any part of any term of this agreement is held to whether at the time of your default or at any time there after in the sum of the Purchase Price, Buyer’s Premium, Tax and be unenforceable or invalid, such unenforceability or invalidity payment or part payment of any sums due to us by you under Expenses paid by you in respect of the Lot. will not affect the enforceability and validity of the remaining this agreement; terms or the remainder of the relevant term. 7.1.10 on three months’ written notice to sell, Without Reserve, any 9.6 The benefit of paragraph 9 is personal to, and incapable of 11.6 References in this agreement to Bonhams will, where of your other property in our possession or under our control assignment by, you. appropriate, include reference to Bonhams’ officers, employees for any purpose (including other goods sold to you or with and agents. us for sale) and to apply any monies due to you as a result of 9.7 If you sell or otherwise dispose of your interest in the Lot, all 11.7 The headings used in this agreement are for convenience only such sale in payment or part payment of any amounts owed rights and benefits under this paragraph will cease. and will not affect its interpretation. to us; 11.8 In this agreement “including” means “including, without 7.1.11 refuse to allow you to register for a future Sale or to reject 9.8 Paragraph 9 does not apply to a Lot made up of or including limitation”. a bid from you at any future Sale or to require you to pay a Chinese painting or Chinese paintings, a motor vehicle or 11.9 References to the singular will include reference to the plural a deposit before any bid is accepted by us at any future motor vehicles, a Stamp or Stamps or a Book or Books. (and vice versa) and reference to any one gender will include Sale in which case we will be entitled to apply such deposit reference to the other genders. in payment or part payment, as the case may be, of the 10 OUR LIABILITY 11.10 Reference to a numbered paragraph is to a paragraph of this Purchase Price of any Lot of which you are the Buyer. 10.1 We will not be liable whether in negligence, other tort, breach agreement. 7.2 You agree to indemnify us against all legal and other costs, 11.11 Save as expressly provided in paragraph 11.12 nothing in this all losses and all other expenses (whether or not court of contract or statutory duty or in restitution or under the agreement confers (or purports to confer) on any person who proceedings will have been issued) incurred by us as a result Misrepresentation Ordinance (Chapter 284 of the Laws of is not a party to this agreement any benefit conferred by, or the of our taking steps under this paragraph 7 on a full indemnity Hong Kong) or in any other way for lack of conformity with right to enforce any term of, this agreement. basis together with interest thereon (after as well as before or any inaccuracy, error, misdescription or omission in any 11.12 Where this agreement confers an immunity from, and/or an judgement or order) at the rate specified in paragraph 7.1.5 Description of the Lot or any Entry or Estimate in respect of exclusion or restriction of, the responsibility and/or liability of from the date upon which we become liable to pay the same it, made by us or on our behalf or by or on behalf of the Seller Bonhams, it will also operate in favour and for the benefit of until payment by you. (whether made in writing, including in the Catalogue, or on Bonhams’ holding company and the subsidiaries of such holding 7.3 If you pay us only part of the sums due to us such payment the Bonhams’ Website, or orally, or by conduct or otherwise) company and the successors and assigns of Bonhams and shall be applied firstly to the Purchase Price of the Lot (or and whether made before or after this agreement or prior to of such companies and of any officer, employee and agent of where you have purchased more than one Lot pro-rata or during the Sale. Bonhams and such companies, each of whom will be entitled to towards the Purchase Price of each Lot) and secondly to the 10.2 Our duty to you while the Lot is at your risk and/or your avail itself of the same relevant right at law. Buyer’s Premium (or where you have purchased more than property and in our custody and/or control is to exercise one Lot pro-rata to the Buyer’s Premium on each Lot) and reasonable care in relation to it, but we will not be responsible thirdly to any other sums due to us. for damage to the Lot or to other persons or things caused by: 104 | BONHAMS 10.2.1 handling the Lot if it was affected at the time of sale to you by woodworm and any damage is caused as a result of it being HK/NTB/MAIN/11.2020

12 GOVERNING LAW “Expenses” charges and expenses paid or payable by Bonhams “Trust Account” the bank account of Bonhams into which all relevant 12.1 Law in respect of the Lot including legal expenses, banking charges sums received in respect of the Purchase Price of any Lot will be paid, such account to be a distinct and separate account to Bonhams’ All transactions to which this agreement applies and all and expenses incurred as a result of an electronic transfer of normal business bank account. connected matters will be governed by and construed in “Website” Bonhams website at www.bonhams.com. accordance with the laws of Hong Kong. Bonhams has a money, charges and expenses for insurance, catalogue and other “Withdrawal Notice” the Seller’s written notice to Bonhams disputes procedure in place. revoking Bonhams’ instructions to sell a Lot. 12.2 Language reproductions and illustrations, any customs duties, advertising, “Without Reserve” where there is no minimum price at which a Lot The Buyer’s Agreement is published in both Chinese and may be sold (whether at auction or by private treaty). English. If there is any dispute in its interpretation, the English packing or shipping costs, reproductions rights’ fees, Taxes, levies, GLOSSARY version will prevail. The following expressions have specific legal meanings with which DATA PROTECTION - USE OF YOUR INFORMATION costs of testing, searches or enquiries, preparation of the Lot for sale, you may not be familiar. The following glossary is intended to give As a result of the services provided by us, we obtain personal data you an understanding of those expressions but is not intended to about you (which expression for the purposes of this paragraph only storage charges, removal charges or costs of collection from the limit their legal meanings:- includes your employees and officers, if relevant). You agree to our use “artist’s resale right”: the right of the creator of a work of art to of it as follows. Seller as the Seller’s agents or from a defaulting Buyer, plus Tax. receive a payment on sales of that work subsequent to the original We may use your data to notify you about changes to our services sale of that work by the creator of it as set out in the Artists Resale and to provide you with information about products or services that “Forgery” an imitation intended by the maker or any other person to Right Regulations 2006. you request from us or which we feel may be of interest to you. Data deceive as to authorship, attribution, origin, authenticity, style, date, “bailee”: a person to whom goods are entrusted. about you may be analysed to identify your potential preferences for “indemnity”: an obligation to put the person who has the benefit these purposes. We may disclose your data to any member of our age, period, provenance, culture, source or composition, which at of the indemnity in the same position in which he would have been, group (which means our subsidiaries, our ultimate holding company had the circumstances giving rise to the indemnity not arisen and the and its subsidiaries as defined in section 1159 and schedule 6 of the the date of the Sale had a value materially less than it would have expression “indemnify” is construed accordingly. Companies Act 2006, including any overseas subsidiary). Subject to “interpleader proceedings”: proceedings in the Courts to this, we will not disclose your data to any third party but we may from had if the Lot had not been such an imitation, and which is not stated determine ownership or rights over a Lot. time to time provide you with information about goods and services “knocked down”: when a Lot is sold to a Bidder, indicated by the provided by third parties which we feel may be of interest to you. Any to be such an imitation in any description of the Lot. A Lot will not fall of the hammer at the Sale. member of our group may use your data for similar purposes. “lien”: a right for the person who has possession of the Lot to retain We will keep your data for a period of five years from the date of your be a Forgery by reason of any damage to, and/or restoration and/or possession of it. last contact with us so as to simplify any future registration. The data “risk”: the possibility that a Lot may be lost, damaged, destroyed, may be transferred to and stored outside Hong Kong and you agree to modification work (including repainting or over painting) having been stolen, or deteriorate in condition or value. this transfer. “title”: the legal and equitable right to the ownership of a Lot. You have the right to request us not to use your information for these carried out on the Lot, where that damage, restoration or modification “tort”: a legal wrong done to someone to whom the wrong doer has purposes by contacting Bonhams (Hong Kong) Limited at Montpelier a duty of care. Galleries, Montpelier Street, London, SW7 1HH, United Kingdom (which work (as the case may be) does not substantially affect the identity of for the purpose of the Personal Data (Privacy) Ordinance (Chapter SALE OF GOODS ORDINANCE (Chapter 26 of the Laws of 486 of the Laws of Hong Kong) is the data user) or by e-mail at client. the Lot as one conforming to the description of the Lot. Hong Kong) services@ bonhams.com. The following is an extract from the Sale of Goods Ordinance (Chapter “Guarantee” the obligation undertaken personally by Bonhams to 26 of the Laws of Hong Kong): APPENDIX 3 the Buyer in respect of any Forgery and, in the case of specialist “Section 14 Implied undertaking as to title etc. (1) In every contract of sale, other than one to which DEFINITIONS and GLOSSARY Stamp Sales and/or specialist Book Sales, a Lot made up of a Stamp Where these Definitions and Glossary are incorporated, the following subsection (2) applies, there is- words and phrases used have (unless the context otherwise requires) or Stamps or a Book or Books as set out in the Buyer’s Agreement. (a) an implied condition on the part of the seller that in the meanings given to them below. The Glossary is to assist you to the case of the sale, he has a right to sell the goods, understand words and phrases which have a specific legal meaning “Hammer Price” the price in the currency in which the Sale is and in the case of an agreement to sell, he will have a with which you may not be familiar. conducted at which a Lot is knocked down by the Auctioneer. right to sell the goods at the time when the property is LIST OF DEFINITIONS to pass; and “Additional Premium” a premium, calculated in accordance with “Hong Kong” the Hong Kong Special Administrative Region of the (b) an implied warranty that the goods are free, and the Notice to Bidders, to cover Bonhams’ expenses relating to the People’s Republic of China. will remain free until the time when the property is to payment of royalties under the Artists Resale Right Regulations pass, from any charge or encumbrance not disclosed 2006 which is payable by the Buyer to Bonhams on any Lot marked “Loss and Damage Warranty” means the warranty described in or known to the buyer before the contract is made and [AR] which sells for a Hammer Price which together with the Buyer’s paragraph 8.2.1 of the Conditions of Business. that the buyer will enjoy quiet possession of the goods Premium (but excluding any VAT) equals or exceeds 1000 euros except so far as it may be disturbed by the owner or (converted into the currency of the Sale using the European Central “Loss and Damage Warranty Fee” means the fee described in other person entitled to the benefit of any charge or Bank Reference rate prevailing on the date of the Sale). paragraph 8.2.3 of the Conditions of Business. encumbrance so disclosed or known. “Auctioneer” the representative of Bonhams conducting the Sale. (2) In a contract of sale, in the case of which there “Bidder” a person who has completed a Bidding Form. “Lot” any item consigned to Bonhams with a view to its sale at appears from the contract or is to be inferred from the “Bidding Form” our Bidder Registration Form, our Absentee and auction or by private treaty (and reference to any Lot will include, circumstances of the contract an intention that the Telephone Bidding Form. seller should transfer only such title as he or a third “Bonhams” Bonhams (Hong Kong) Limited or its successors or unless the context otherwise requires, reference to individual items person may have, there is- assigns. Bonhams is also referred to in the Buyer’s Agreement, the (a) an implied warranty that all charges or Conditions of Business and the Notice to Bidders by the words “we”, comprised in a group of two or more items offered for sale as one encumbrances known to the seller and not known to “us” and “our”. the buyer have been disclosed to the buyer before the “Book” a printed book offered for sale at a specialist book sale. lot). contract is made; and “Business” includes any trade, business and profession. (b) an implied warranty that neither- “Buyer” the person to whom a Lot is knocked down by the “Motoring Catalogue Fee” a fee payable by the Seller to Bonhams Auctioneer. The Buyer is also referred to in the Contract of Sale and in consideration of the additional work undertaken by Bonhams in (i) the seller; nor the Buyer’s Agreement by the words “you” and “your”. (ii) in a case where the parties to the contract “Buyer’s Agreement” the contract entered into by Bonhams with respect of the cataloguing of motor vehicles and in respect of the intend that the seller should transfer only such title the Buyer (see Appendix 2 in the Catalogue). as a third person may have, that person; nor “Buyer’s Premium” the sum calculated on the Hammer Price at the promotion of sales of motor vehicles. (iii) anyone claiming through or under the seller or rates stated in the Notice to Bidders. that third person otherwise than under a charge “Catalogue” the catalogue relating to the relevant Sale, including “New Bond Street” means Bonhams’ saleroom at 101 New Bond or encumbrance disclosed or known to the buyer any representation of the catalogue published on our Website. Street, London W1S 1SR. before the contract is made, will disturb the “Commission” the commission payable by the Seller to Bonhams buyer’s quiet possession of the goods. calculated at the rates stated in the Contract Form. “Notional Charges” the amount of Commission and Tax which “Condition Report” a report on the physical condition of a Lot would have been payable if the Lot had been sold at the Notional HONG KONG JEWELS AND JADEITE | 105 provided to a Bidder or potential Bidder by Bonhams on behalf of the Seller. Price. HK/NTB/MAIN/11.2020 “Consignment Fee” a fee payable to Bonhams by the Seller calculated at rates set out in the Conditions of Business. “Notional Fee” the sum on which the Consignment Fee payable to “Contract Form” the contract form, or vehicle entry form, as Bonhams by the Seller is based and which is calculated according to applicable, signed by or on behalf of the Seller listing the Lots to be offered for sale by Bonhams. the formula set out in the Conditions of Business. “Contract for Sale” the sale contract entered into by the Seller with the Buyer (see Appendix 1 in the Catalogue). “Notional Price” the latest in time of the average of the high and “Contractual Description” the only description of the Lot (being low estimates given by us to you or stated in the Catalogue or, if no that part of the Entry about the Lot in the Catalogue which is in bold letters, any photograph (except for the colour) and the contents of such estimates have been given or stated, the Reserve applicable to any Condition Report) to which the Seller undertakes in the Contract of Sale the Lot corresponds. the Lot. “Description” any statement or representation in any way descriptive of the Lot, including any statement or representation relating to its “Notice to Bidders” the notice printed at the front of our authorship, attribution, condition, provenance, authenticity, style, Catalogues. period, age, suitability, quality, origin, value, estimated selling price (including the Hammer Price). “Purchase Price” the aggregate of the Hammer Price and Tax “Entry” a written statement in the Catalogue identifying the Lot and on the Hammer Price. (where applicable) the Buyer’s Premium its lot number which may contain a description and illustration(s) relating to the Lot. and VAT on the Buyer’s Premium and any Expenses. “Estimate” a statement of our opinion of the range within which the hammer is likely to fall. “Reserve” the minimum price at which a Lot may be sold (whether at auction or by private treaty). “Sale” the auction sale at which a Lot is to be offered for sale by Bonhams. “Sale Proceeds” the net amount due to the Seller from the sale of a Lot, being the Hammer Price less the Commission, any Tax chargeable thereon, Expenses and any other amount due to us in whatever capacity and howsoever arising. “Seller” the person who offers the Lot for sale named on the Contract Form. Where the person so named identifies on the form another person as acting as his agent, or where the person named on the Contract Form acts as an agent for a principal (whether such agency is disclosed to Bonhams or not), “Seller” includes both the agent and the principal who shall be jointly and severally liable as such. The Seller is also referred to in the Conditions of Business by the words “you” and “your”. “Specialist Examination” a visual examination of a Lot by a specialist on the Lot. “Stamp” means a postage stamp offered for sale at a Specialist Stamp sale. “Standard Examination” a visual examination of a Lot by a non- specialist member of Bonhams’ staff. “Storage Contract” means the contract described in paragraph 8.3.3 of the Conditions of Business or paragraph 4.4 of the Buyer’s Agreement (as appropriate). “Storage Contractor” means the company identified as such in the Catalogue. “Tax” means all taxes, charges, duties, imposts, fees, levies or other assessments, and all estimated payments thereof, including without limitation income, business profits, branch profits, excise, property, sales, use, value added (VAT), environmental, franchise, customs, import, payroll, transfer, gross receipts, withholding, social security, unemployment taxes, as well as stamp duties and other costs, imposed by the Hong Kong government applicable from time to time and any interest and penalty relating to such taxes, charges, fees, levies or other assessments. “Terrorism” means any act or threatened act of terrorism, whether any person is acting alone or on behalf of or in connection with any organisation(s) and/or government(s), committed for political, religious or ideological or similar purposes including, but not limited to, the intention to influence any government and/or put the public or any section of the public into fear.

競投人通告 付稅項或買家費用。拍賣品實際成交價可能低於或 議，而以攝錄機錄影拍賣會作為記錄及可能將電話 高於成交價估計。閣下不應依賴任何成交價估計為 內容錄音。 本通告乃由邦瀚斯致任何可能對拍賣品有興趣的人 拍賣品實際售價或價值的指標。 在某些例如拍賣珠寶的拍賣會，我們或會在銀幕上 士，包括競投人或潛在競投人（包括拍賣品的任何 成交價估計採用拍賣會所用的貨幣單位。 投射拍賣品的影像，此服務乃為便於在拍賣會上觀 最終買家）。為便於提述，本文稱該等人士為「競 狀況報告 看。銀幕上的影像只應視為顯示當時正進行拍賣的 投人」或「閣下」。 拍賣品，閣下須注意，所有競投出價均與拍賣人實 本競投人通告 附有釋義及詞彙。該等釋義及詞彙載 就大部份拍賣品而言，閣下可要求邦瀚斯提供拍賣 際宣佈的拍賣品編號有關，本公司不會就使用該等 於圖錄後的附錄三內，釋義內所收錄的詞語及用詞 品的狀況報告。若閣下提出該要求，則邦瀚斯會免 銀幕的任何錯誤而負責。 在本文內以斜體刊載。 費代賣家提供該報告。邦瀚斯 並無就該狀況報告與 5. 競投 重要事項﹕有關拍賣會的額外資料可載於拍賣會的 閣下訂立合約，因此，邦瀚斯並不就該報告向閣下 圖錄、圖錄的插頁及／或於拍賣會場地展示的通 承擔責任。對此份供閣下本身或閣下所指示專家查 參加競投的任何人士，必須於拍賣會前填妥並交回 告，閣下亦須參閱該等資料。本公司亦可於拍賣會 閱的免費報告，賣家向閣下作為競投人亦不承擔或 本公司的競投表格，競投人登記表格或缺席者及電 前或於拍賣會上以口頭形式發出會影響拍賣會的公 並無同意承擔任何義務或責任。然而，狀況報告內 話競投表格），否則本公司不會接受其出價。本公 佈，而毋須事先給予書面通知。閣下須注意此等可 有關拍賣品的書面說明構成拍賣品的合約說明一部 司可要求閣下提供有關身份、住址、財務資料及介 能變動的情況，並於競投前查詢是否有任何變動。 份，賣家乃根據合約說明向買家出售拍賣品。 紹人的證明，閣下必須應本公司要求提供該等證 1. 本公司的角色 賣家對閣下的責任 明，否則本公司不會接受閣下出價。請攜帶護照、 香港身份證（或附有照片的類似身份證明文件）及 作為拍賣品的拍賣人，邦瀚斯 純粹代賣家及為賣家 就賣家或其代表所作出以任何形式說明拍賣品或有 扣賬卡或信用卡出席拍賣會。本公司可要求閣下交 的權益行事。邦瀚斯 的職責為於拍賣會以可從競投 關拍賣品預測售價或可能售價的任何陳述或申述的 付保證金，方接受競投。 人取得的最高價格出售拍賣品。邦瀚斯 並非以這角 準確性或完備性，賣家並無或並無同意作出任何事 即使已填妥競投表格，本公司仍有權拒絕任何人士 色為買家或競投人行事，亦不向買家或競投人提供 實陳述或合約承諾、擔保或保證，亦不就其承擔不 進入拍賣會。 意見。邦瀚斯 或其職員就拍賣品作出陳述或若邦瀚 論合約或侵權法上的任何義務或責任（除對上述對 親自出席競投 斯提供有關拍賣品的狀況報告時，邦瀚斯 或其職員 最終買家的責任除外）。除以上所述外，以任何形 乃代表賣家行事。本公司強烈建議本身並非有關拍 式說明拍賣品或任何成交價估計的陳述或申述概不 閣下須於拍賣會舉行當日（或，如可以，之前）前 賣品之專家的買家或競投人須於競投前尋求並取得 納入賣家與買家訂立的任何銷售合約內。 往拍賣會的競投人登記櫃檯填寫競投人登記表格。 有關拍賣品及其價值的獨立意見。 邦瀚斯 對閣下的責任 所採用的競投編號制度可稱為「舉牌競投」。閣下 賣家已授權邦瀚斯 作為其代理及其代表出售拍賣 會獲發一個註有號碼的大型牌子（「號牌」），以 品，除非本公司明確表示並非如此，邦瀚斯 僅作為 如閣下擬查看拍賣品，閣下會獲得有關安排。有關 便閣下於拍賣會競投。要成功投得拍賣品，閣下須 賣家的代理行事。除非邦瀚斯 作為主事人出售拍賣 拍賣品的銷售合約乃與賣家訂立而非邦瀚斯；邦瀚 確保拍賣人可看到閣下號牌的號碼，該號碼會用作 品，本公司就拍賣品所作的任何陳述或申述均為代 斯 僅作為賣家的代理行事（邦瀚斯作為主事人出售 識別閣下為買家。由於所有拍賣品均會按照競投人 表賣家作出而非代表本公司作出，而任何銷售合約 拍賣品除外）。 登記表格所載的姓名及地址發出發票，故閣下不應 乃買家與賣家訂立而非與本公司訂立。倘若邦瀚斯 邦瀚斯 概不向閣下承擔任何對於每件拍賣品進行查 將號牌轉交任何其他人士使用。發票一經發出後將 作為主事人出售拍賣品，本公司會就此情況於圖錄 驗、調查或任何測試（足夠深入或完全不進行）， 不予更改。 內說明或由拍賣人作出公佈，或於拍賣會的通告或 以確定邦瀚斯或代表邦瀚斯的任何人士在圖錄內或 若對於成交價或閣下是否成功投得某項拍賣品有 圖錄的插頁說明。 其他地方作出的任何說明或意見的準確性或其他 任何疑問，閣下必須於下一項拍賣品競投前向拍 邦瀚斯 毋須對閣下承擔亦概無向閣下承諾或同意 的責任。 賣人提出。拍賣人的決定得視為最終及不可推翻 任何合約或侵權法下的義務或責任（不論直接、間 閣下不應假定已經進行該等查驗、調查或測試。 的決定。 接、明示、暗示或以其他方式）。在閣下成功投得 就邦瀚斯 或其代表所作出以任何形式說明拍賣品或 拍賣會結束後，或閣下完成競投後，請把號牌交回 並購買拍賣品時，邦瀚斯 會在其時與買家訂立協 有關拍賣品預測售價或可能售價的任何陳述或申述 競投人登記櫃檯。 議，該合約的條款載於買家協議，除非該等條款已 的準確性或完備性，邦瀚斯 並無或並無同意作出任 電話競投 於拍賣會前及／或於拍賣會上以口頭公佈形式被修 何事實陳述，亦不就其承擔任何（不論合約或侵權 訂，閣下可於圖錄後的附錄二查閱該協議。邦瀚斯 法上的）義務或責任。 若閣下擬用電話於拍賣會競投，請填妥缺席者及電 與買家的關係受該協議所規管。 邦瀚斯 或其代表以任何形式說明拍賣品或任何成交 話競投表格，該表格可於本公司辦事處索取或附於 2. 拍賣品 價估計的陳述或申述概不納入買家協議內。 圖錄內。請於拍賣會舉行前最少24小時把該表格交 修改邦瀚斯可於拍賣會前或於拍賣會上以口頭或書 回負責有關拍賣會的辦事處。閣下須負責查核本公 在圖錄內有關拍賣品的資料內以粗體刊載的合約說 面形式給予通知下，不時按邦瀚斯的酌情權決定修 司的競投辦事處是否已收到閣下的出價。電話內容 明所規限下（見下文第3段），拍賣品乃以其「現 改說明及成交價估計。 可能被錄音。電話競投辦法為一項視情況酌情提供 況」售予買家，附有各種瑕疵及缺點。在圖錄內並 拍賣品可供查看，而閣下必須自行對拍賣品作出判 的服務，並非所有拍賣品均可採用。若於拍賣會舉 無就拍賣品的任何瑕疵、損壞或修復提供指引。請 斷。本公司強烈建議閣下於拍賣會前親自或委託他 行時無法聯絡閣下，或競投時電話接駁受到干擾， 參考第15段。 人代閣下查看拍賣品。 本公司不會負責代表閣下競投。有關進一步詳情請 圖錄內或其他地方有關任何拍賣品的插圖及照片 4. 拍賣會的規則 與我們聯絡。 （屬合約說明一部份的照片除外）僅供識別之用， 以郵遞或傳真方式競投 可能並不反映拍賣品的真實狀況，照片或插圖亦可 本公司舉行的拍賣會為公開拍賣，各界人士均可參 能未有準確重現拍賣品的顏色。 加，閣下亦應把握其機會。 缺席者及電話競投表格載於本圖錄後，閣下須填妥 拍賣品於拍賣會前可供查看，閣下須自行了解拍賣 本公司亦保留權利，可全權酌情拒絕任何人士進入 該表格並送交負責有關拍賣會的辦事處。由於在有 品的每個和各個方面，包括作者、屬性、狀況、出 本公司物業或任何拍賣會，而無須提出理由。本公 兩個或以上競投人就拍賣品遞交相同出價時，會優 處、歷史、背景、真實性、風格、時期、年代、適 司可全權決定銷售所得款項、任何拍賣品是否包括 先接受最先收到的出價，因此，為閣下的利益起 合性、品質、駕駛性能（如適用）、來源地、價值 於拍賣會、拍賣會進行的方式，以及本公司可以按 見，應盡早交回表格。無論如何，所有出價最遲須 及估計售價（包括成交價）。對閣下有興趣的任何 我們選擇的任何次序進行拍賣，而不論圖錄內所 於拍賣會開始前24小時收到。請於交回閣下的缺 拍賣品進行審查乃閣下的責任。 載的拍賣品編號。因此，閣下應查核拍賣會的日期 席者及電話競投表格前，仔細檢查該表格是否已填 敬須注意拍賣品的實際狀況可能不及其外觀所顯示 及開始時間，是否有拍賣品撤銷或有新加入的拍賣 妥並已由閣下簽署。閣下須負責查核本公司的競投 的狀況。尤其是可能有部件已置換或更新，拍賣品 品。請注意有拍賣品撤銷或新加入均可能影響閣下 辦事處是否已收到閣下的出價。此項額外服務屬免 亦可能並非真品或具有滿意品質；拍賣品的內部可 對其有興趣的拍賣品的拍賣時間。 費及保密性質。閣下須承擔作出該等出價的風險， 能無法查看，而其可能並非原物或有損壞，例如為 本公司可全權決定拒絕任何出價，採用我們認為適 本公司不會就未能收到及／或代為出價而承擔任何 襯裡或物料所覆蓋。鑑於很多拍賣品出品年代久 合的出價增幅，將任何拍賣品分開拍賣，將兩項或 責任。所有代閣下作出的出價會以盡可能最低的價 遠，故可能有損毀及／或經過修理，閣下不應假設 以上拍賣品合併拍賣，撤銷於某個拍賣會上拍賣 格作出，惟須受拍賣品的底價及其他出價的規限。 拍賣品狀況良好。 的任何拍賣品，以及於有爭議時將任何拍賣品重 在適當時，閣下的出價會下調至最接近之金額，以 電子或機械部件或會不能操作或並不符合現時的法 新拍賣。 符合拍賣人指定的出價增幅。新競投人在遞交出 定要求。閣下不應假設其設計為使用主電源的電器 拍賣速度可超過每小時100項拍賣品，而出價增幅 價時須提供身份證明，否則可導致閣下的出價不 物品乃適合接上主電源，閣下應在得到合格電工報 一般約為10%。然而，這些都可因不同的拍賣會及 予受理。 告其適合使用主電源後，方可將其接上主電源。不 拍賣人而有所不同，請向主辦拍賣會的部門查詢這 網上競投 適合接上電源的物品乃僅作為擺設物品出售。 方面的意見。 若閣下對拍賣品並無專業知識，則應諮詢有該等知 倘若拍賣品有底價，拍賣人可按其絕對酌情權代表 有關如何在網上競投的詳情，請瀏覽本公司網站 識人士的意見。本公司可協助閣下安排進行（或已 賣家出價（直至金額不等於或超過該底價為止）。 http://www.bonhams.com。 進行）更詳細的查驗。詳情請向本公司職員查詢。 本公司不會就任何拍賣品設有底價或不設底價而向 透過代理人競投 任何人士損毀拍賣品須承擔所導致的損失。 閣下負責。 3. 拍賣品的說明及成交價估計 倘若設有底價，並假設底價所用的貨幣單位對成交 本公司會接受代表競投表格所示主事人作出的出 價估計所用貨幣單位的匯率並無出現不利變動，底 價，惟本公司有權拒絕代表主事人的代理作出的出 拍賣品的合約說明 價通常不會高於圖錄所載的任何最低成交價估計。 價，並可能要求主事人以書面形式確認代理獲授權 任何拍賣品的買家為出價最高者（在符合任何適用 出價。儘管如此，正如競投表格所述，任何作為他 圖錄內載有每項拍賣品的資料。賣家僅按資料內以 的底價的情況下）並為拍賣人以敲打拍賣人槌子形 人代理的人士（不論他是否已披露其為代理或其主 粗體刊載的部份以及（除顏色外，該等顏色可能未 式接納其出價的競投人。任何有關最高可接受出價 事人的身份），須就其獲接納的出價而根據因此 有準確重現拍賣品的顏色）圖錄內所載的任何照 的爭議由拍賣人以絕對酌情權決定。 而產生的合約與主事人共同及個別向賣家及邦瀚 片，向買家相應出售每項拍賣品。資料內其餘並非 所有競投出價須就拍賣人宣佈的實際拍賣品編號 斯負責。 以粗體刊載的部份，僅為邦瀚斯代表賣家就拍賣品 作出。 在上文規限下，倘若閣下是代表他人於拍賣會競投 提供的意見，並不構成合約說明一部份，而賣家乃 拍賣會上可能會使用電子貨幣換算機。該設備乃為 拍賣品，請知會本公司。同樣，倘若閣下擬委託他 根據合約說明出售拍賣品。 採用若干貨幣的出價而提供與其相等幣值的一般指 人代表閣下於拍賣會競投，亦請知會本公司，但根 成交價估計 引，本公司不會就使用該等貨幣換算機的任何錯誤 據閣下所填缺席者及電話競投表格而由本公司代為 而負責。 競投除外。假若本公司並無於拍賣會前以書面形 在大部份情況下，成交價估計會刊載於資料旁邊。 本公司謹此知會閣下，本公司可能為保安理由以及 式認可有關代理安排，則本公司有權假定該名於拍 成交價估計僅為邦瀚斯代表賣家表達的意見，而邦 協助解決拍賣會上可能在出價方面產生的任何爭 賣會上競投的人士是代表本身進行競投。因此，該 瀚斯認為拍賣品相當可能會以該價成交；成交價估 名於拍賣會上競投的人士將為買家，並須負責支付 計並非對價值的估計。成交價估計並無計及任何應 成交價及買家費用以及有關收費。若本公司事先已 106 | BONHAMS HK/NTB/MAIN/11.2020

認許閣下所代表的當事人，則我們會向閣下的主事 拍賣品付款。如所購得的拍賣品總值超過 15. 損壞及修復 人發出發票而非閣下。就代理代表其當事人作出的 HK$80,000，HK$80,000以外的金額，敬請閣下使 競投人須注意本圖錄並無就任何瑕疵、損壞或修復 出價，本公司須事先獲得該當事人的身份證明及地 用鈔票、錢幣以外的方式付款。 提供指引。邦瀚斯可在拍賣會前24小時提供一份詳 址。有關詳情，請參與本公司的業務規則及聯絡本 細的狀況報告。本公司在提供狀況報告時，不能保 公司客戶服務部。 由香港銀行發出的扣賬卡 (易辦事)：以此等卡支付 證並無任何沒有提及的其他瑕疵。競投人應自行審 6. 買家與賣家及買家與邦瀚斯的合約 將不會收取附加費。 視拍賣品，以了解其狀況。請參閱刊載在本圖錄的 銷售合約。 於買家投得拍賣品後，賣家與買家須按圖錄後附錄 中國銀聯（CUP）借記卡： 以此方法付款，將不 16. 書籍 一所載銷售合約的條款，訂立拍賣品的銷售合約， 收取額外的費用。 如上文所述，拍賣品乃以其「現況」售予買家，附 除非該等條款已於拍賣會前及／或於拍賣會上以口 有以下拍賣品說明所列出的各種瑕疪、缺點及錯誤。 頭公佈形式被修訂。閣下須負責支付買價，即成交 我們建議，閣下在拍賣前可預先通知發卡銀行，以 然而，在買家協議第 11 段所列出之情況下，閣下 價加任何稅項。 免您於付款時，由於需要確認授權而造成延誤。 有權拒絕領取書籍。請注意：購買包含印刷書籍、 無框地圖及裝訂手稿的拍賣品，將無須繳付買家費 同時，本公司作為拍賣人亦會與買家訂立另一份合 信用卡：美國運通卡，Visa, Mastercard卡及中國 用的增值稅。 約，即買家協議，其條款載於圖錄後部的附錄二 銀聯信用卡均可使用。請注意，以信用卡付款的 17. 鐘錶 內。若閣下為成功競投人，請細閱本圖錄內銷售合 話，本公司每次拍賣接受總數不超過HK$200,000 所有拍賣品均以拍賣時的「現況」出售；對於鐘錶 約及買家協議的條款。本公司可於訂立該等協議前 。如所購得的拍賣品總值超過HK$200,000，閣下 狀況並沒有提供任何指引，並不代表該拍賣品狀況 修訂其中一份或同時兩份協議的條款，修訂方式可 可使用匯款或以上提及的方式支付。 良好、毫無缺陷，或未曾維修、修復。大部份鐘錶 以是在圖錄載列不同的條款，及／或於圖錄加入插 在其正常使用期內都曾維修，並或裝進非原裝的配 頁，及／或於拍賣會場地以通告，及／或於拍賣會 在符合我們的規定下，如要以通過電話的形式以 件。此外，邦瀚斯並不表述或保證鐘錶都在正常運 之前或之上以口頭形式公佈。閣下須注意此等可能 信用卡支付，本公司每次拍賣接受的總數不超過 轉的狀態中。由於鐘錶通常包含精細而複雜的機械 修訂的情況，並於競投前查詢是否有任何修訂。 HK$50,000，但此方式不適用於第一次成功競拍 裝置，競投人應當知悉鐘錶或需接受保養、更換電 的買家。 池或進行維修，以上全是買家的責任。競投人應當 7. 買家費用及買家須支付的其他收費 10. 領取及儲存 知悉勞力士、法穆蘭及崑崙等品牌的腕錶進口至美 拍賣品的買家須待全數以已結清款項付款後，方可 國是有嚴格限制的，或不能經船運而只能由個人帶 根據買家協議，買家須按照買家協議條款及下文所 領取拍賣品（本公司與買家另有安排除外）。有關 進。 列的費率向本公司支付費用（買家費用），該費用 領取拍賣品、儲存拍賣品以及本公司的儲存承辦商 18. 珠寶 按成交價計算，並為成交價以外的收費。買家亦須 詳情載於圖錄後的附錄二之買家協議。 寶石 按照買家協議的規定支付儲存收費的開支。 11. 運輸 根據以往經驗，很多寶石都經過一系列的處理去提 有關這方面的問題，請向本公司負責拍賣會的客戶 升外觀。藍寶石及紅寶石慣常會作加熱處理以改良 買家須就本次拍賣會所購買的每件拍賣品按以下費 服務部門查詢。 色澤及清晰度；為了類似原因，綠寶石會經過油或 率支付買家費用： 12. 出口／貿易限制 樹脂的處理。其他寶石則會經過如染色、輻照或鍍 成交價首100,000港元的27.5% 閣下須單獨承擔符合與閣下購買拍賣品有關的香港 膜等的處理。此等處理有些是永久的，有些則隨著 成交價100,001港元以上至5,000,000港元的25% 所有出口及從海外進口的規例以及取得有關出口 年月需要不斷維護以保持其外觀。競投人應當知悉 成交價5,000,001港元以上至 50,000,000港元的20% 及／或進口許可證的責任。 估計拍賣品的成交價時，已假設寶石或接受過該等 成交價50,000,000港元以上的14.5% 各國對發出進出口許可證有不同的規定，閣下應了 處理。有數家鑑定所可發出說明更詳盡的證書；但 解所有有關的當地規定及條文。 就某件寶石所接受的處理與程度，不同鑑定所的結 8. 稅項 倘若閣下未能或延誤取得該等許可證，閣下不可撤 論並不一定一致。倘若邦瀚斯已取得有關任何拍賣 銷任何銷售，亦不容許閣下延遲全數支付拍賣品。 品的相關證書，此等內容將於本圖錄裡披露。雖然 買家支付的成交價及買家費用並不包括任何商品或 13. 瀕危野生動植物種國際貿易公約（「CITES」） 根據內部政策，邦瀚斯將盡力為某些寶石提供認可 服務稅或其他稅項（不論香港或其他地方是否徵收 建議買家在需要從香港出口任何貨物到進口地時， 鑑定所發出的證書，但要為每件拍賣品都獲取相關 該等稅項）。若根據香港法例或任何其他法例而須 了解適用的香港出口及海外進口規例。買家亦須注 證書，實際上並不可行。倘若本圖錄裡並沒有刊出 繳納該等稅項，買家須單獨負責按有關法例規定的 意，除非取得香港漁農自然護理署發出的CITES出 證書，競投人應當假設該等寶石已經過處理。邦瀚 稅率及時間繳付該等稅項，或如該等稅項須由本公 口證，香港禁止出口任何以象牙、鯨魚骨、龜甲、 斯或賣家任何一方在任何拍賣品出售以後，即使買 司繳付，則本公司可把該等稅項加於買家須支付 犀牛角、珊瑚及其他受限制物品所做成的物品或包 家取得不同意見的證書，也概不負責。 的買價。 含該等原素的物品。辦理該等出口證可能需時八 估計重量 個星期。 如該寶石重量在本圖錄內文裡以大寫字母顯示，表 9. 付款 請注意在圖錄內拍賣品編號旁附有Y的拍賣品包含 明該寶石未經鑲嵌，並且是由邦瀚斯稱重量的。如 一個或多個上述的限制物品。但沒有附有Y字母 果該寶石的重量以「大約」表示，以及並非以大寫 於出價競投拍賣品前，閣下必須確保擁有可動用資 的，並不自動地表示拍賣品不受CITES規例所限。 字母顯示，表明該寶石由我們依據其鑲嵌形式評估， 金，以向本公司全數支付買家及買家費用（加稅項 本公司建議買家在出價前從有關監管機構取得關於 所列重量只是我們陳述的意見而已。此資料只作為 及任何其他收費及開支）。若閣下為成功競投人， 進出口管制的資料、規定及費用。 指引使用，競投人應當自行判別該資料的準確度。 閣下須於拍賣會後第二個工作日下午四時三十分前 14. 賣家及／或邦瀚斯的責任 署名 向本公司付款，以便所有款項於拍賣會後第七個工 除根據銷售合約賣家須對買家承擔的責任外，本公 1. 鑽石胸針，由辜青斯基製造 作日前已結清。閣下須以下列其中一種方法付款 司或賣家（不論是疏忽或其他）概不對拍賣品說明 當製造者的名字出現在名稱裡，邦瀚斯認為該物件 （所有支票須以Bonhams (Hong Kong) Limited)。 或拍賣品的成交價估計的任何錯誤或錯誤說明或遺 由該製造者製作。 邦瀚斯保留於任何時間更改付款條款的權利。除非 漏負責，而不論其是載於圖錄內或其他，亦不論是 2. 鑽石胸針，由辜青斯基署名 本公司事先同意，由登記買家以外的任何人士付款 於拍賣會上或之前以口頭或書面形式作出。本公司 邦瀚斯認為有署名的該是真品，但可能包含非原裝 概不接受。 或賣家亦不就任何業務、利潤、收益或收入上的損 的寶石，或該物件經過改動。 失，或聲譽受損，或業務受干擾或管理層或職工浪 3. 鑽石胸針，由辜青斯基裝嵌 邦瀚斯首選的付款方式是通過銀行匯款： 費時間，或任何種類的間接損失或相應產生的損害 邦瀚斯認為物件由該珠寶商或寶石匠創作，但所用 而承擔任何責任，而在任何情況下均不論指稱所蒙 寶石或設計是由客戶提供的。 閣下可把款項電匯至本公司的信託帳 受損失或損害賠償的性質、數量或來源，亦不論該 19. 圖畫 戶。請註明閣下的號牌編號及發票號碼作為參考。 等損失或損害賠償是否由於任何疏忽、其他侵權 拍賣品圖錄詞彙解釋 本公司信託帳戶的詳情如下： 法、違反合約（如有）或法定責任、復還申索或其 以下詞彙在本圖錄裡有下列意義，但以銷售合約內 銀行： HSBC 他而產生或就此而申索。 跟拍賣品說明相關的一般條文為準： 地址： Head Office 在任何情況下，倘若本公司及／或賣家就任何拍賣 「巴薩諾」：我們認為這是該藝術家的作品。倘若 品或對任何拍賣品的說明或成交價估計，或任何拍 該藝術家的名字不詳，其姓氏後附有一串星號，不 1 Queen’s Road Central, Hong Kong 賣品有關拍賣會的進行而須承擔責任，不論其是損 論前面有沒有列出名字的首字母，表示依我們的意 帳戶名稱： Bonhams (Hong Kong) 害賠償、彌償或責任分擔，或復還補救責任或其 見這乃是該藝術家的作品； 他，本公司及／或賣家的責任（倘若本公司及賣家 「出自巴薩諾」：我們認為這很可能是該藝術家的 Limited-Client A/C 均須負責，雙方聯同負責）將限於支付金額最高不 作品，但其確定程度不如上一個類別那麼肯定； 帳號： 808 870 174001 超過拍賣品買價的款項，而不論指稱所蒙受損失或 「巴薩諾畫室／工作室」：我們認為這是該藝術家 Swift code: HSBCHKHHHKH 損害賠償或所申索應付款項的性質、數量或來源， 畫室裡不知名人士的作品，是否由該藝術家指導下 亦不論該等責任是由於任何疏忽、其他侵權法、違 創作則不能確定； 若以銀行匯款支付，在扣除任何銀行費用及或將付 反合約（如有）或法定責任或其他而產生。 「巴薩諾圈子」：我們認為這是由與該藝術家關係 款貨幣兌換為港元後的金額，本公司所收到的金額 上文所述不得解釋為排除或限制（不論直接或間 密切的人士所創作，但不一定是其弟子； 不得少於發票所示的應付港元金額。 接）本公司就(i)欺詐，或(ii)因本公司疏忽（或因本 「巴薩諾追隨者」：我們認為這是以該藝術家風格 公司所控制的任何人士或本公司在法律上須代其負 創作的畫家的作品，屬當代或接近當代的，但不一 由一家銀行的香港分行付款的私人港元支票：須待 責任的任何人士的疏忽）引致人身傷亡，或(iii)根據 定是其弟子； 支票結清後，閣下方可領取拍賣品。 香港法例第314章佔用人法律責任條例，本公司須 「巴薩諾風格」：我們認為這是該藝術家風格的、 負責的作為或不作為，或(iv)任何法律上不可排除或 並且屬較後期的作品； 銀行匯票／本票：如閣下可提供適當身份證明，而 限制的其他責任或(v)本公司根據買家協議第9段的 「仿巴薩諾」：我們認為這是該藝術家某知名畫作 這些資金源自您自己的帳戶，且本公司信納該匯票 承諾，而須承擔的責任，或排除或限制任何人士就 的複製作品； 屬真實，本公司可容許閣下即時領取拍賣品。 上述而享有的權利或補救方法。此段同樣適用於賣 「由……署名及／或註上日期及／或題詞」：我們 家，猶如本段凡提述本公司均以賣家取代。 認為署名及／或日期及／或題詞出自該藝術家的手 現金： 如所購得的拍賣品總值不超過HK$80,000， 閣下可以使用鈔票、錢幣為這次拍賣會上所購得的 HONG KONG JEWELS AND JADEITE | 107 HK/NTB/MAIN/11.2020

筆； 6，包括任何海外附屬公司）披露閣下的資料。除此 4 一概不納入本銷售合約。 「載有……的署名及／或日期及／或題詞」：我們 之外，本公司不會向任何第三方披露閣下的資料， 4.1 對用途的合適程度及令人滿意的品質 認為簽署及／或日期及／或題詞是由他人加上的。 惟本公司可能不時向閣下提供我們相信閣下可能感 4.2 賣家並無亦無同意對拍賣品的令人滿意品質 20. 瓷器及玻璃 興趣的第三方貨品及服務的有關資料。本集團任何 5 或其就任何用途的合適程度作出任何合約允 成員公司亦可以閣下的資料作類似用途。 5.1 諾、承諾、責任、擔保、保證或事實陳述。 損毁及修復 本公司將保留閣下的資料為期五年，由閣下最後與 對於拍賣品的令人滿意品質或其就任何用途 我們聯繫的日期起計，以便簡化任何日後再辦理登 5.2 的合適程度，不論是香港法例第26章貨品售 在本圖錄裡，作為閣下的指引，在切實可行的範圍 記時的手續。該等資料可轉移及儲存於香港以外地 6 賣條例所隱含的承諾或其他，賣家毋就違反 內，我們會詳細記述所有明顯的瑕疪、裂痕及修復 方，而閣下同意此轉移。閣下有權要求不以閣下的 6.1 任何承諾而承擔任何責任。 狀況。此等實際的損毁說明不可能作為確定依據， 資料作此等用途，有關要求請聯絡Bonhams (Hong 6.2 風險、產權及所有權 而且提供狀況報告後，我們不保證該物件不存在其 Kong) Ltd（就香港法例第486章個人資料（私隱） 他沒有提及的瑕疪。競投人應當透過親自檢查而自 條例而言，為資料的使用者）（地址：Montpelier 7 由拍賣人落槌表示閣下投得拍賣品起，拍賣 行判別每件拍賣品的狀況。請參閱刊載於本圖錄裡 Galleries, Montpelier Street, London, SW7 1HH, 7.1 品的風險即轉由閣下承擔。不管閣下是否已 的銷售合約。由於難以鑑別玻璃物件是否經過磨光， United Kingdom）或以電郵聯絡client.services@ 向邦瀚斯或儲存承辦商閣下作為買家與儲存 本圖錄內的參考資料只列出清晰可看的缺口與裂 bonhams.com。 7.2 承辦商另有合約領取拍賣品，賣家隨即無須 痕。不論程度嚴重與否，磨光狀況均不會提及。 附錄一 負責。由拍賣人落槌起至閣下取得拍賣品期 21. 葡萄酒 7.3 間，閣下須就拍賣品的任何損傷、遺失及損 銷售合約 7.4 壞而產生的所有索償、程序、費用、開支及 凡在本公司總部拍賣場的以及需繳納增值稅的拍賣 7.5 損失，向賣家作出彌償並使賣家獲得仕數彌 品，或不能立刻領取。 重要事項：此等條款可能會於向閣下出售拍賣品前 償。 檢驗葡萄酒 予以條訂，修訂的方式可以是在圖錄載列不同的條 8 直至買價及閣下就拍賣品應付予邦瀚斯的所 款，及／或於圖錄加入插頁，及／或於拍賣會場地 8.1 有其他款項已全數支付並由邦瀚斯全數收到 對於較大批量（定義見下文）的拍賣品，偶爾可進 上以通告，及／或於拍賣會之前或之上以口頭形式 為止，拍賣品的所有權仍然由賣家保留。 行拍賣前試酒。通常，這只限於較新的及日常飲用 公佈。閣下須注意此等可能修訂的情況，並於競投 8.1.1 付款 的葡萄酒。 前查詢是否有任何修訂。 8.1.2 我們一般不會開箱檢驗未開箱的葡萄酒。酒齡超過 根據本合約，賣家對拍賣品的質量、任何用途的適 8.1.3 在拍賣人落槌表示閣下投得拍賣品後，閣下 20 年的酒通常已經開箱，缺量水平及外觀如有需要 用性及其與說明是否一致而須承擔有限的責任。本 8.1.4 即有責任支付買價。 會在本圖錄內說明， 公司強烈建議閣下於購買拍賣品前親自查看拍賣 8.1.5 就支付買價及閣下應付予邦瀚斯的所有其他 酒塞與缺量 品，及／或尋求對拍賣品進行獨立的查驗。 8.1.6 款項而言，時限規定為要素。除非閣下與邦 1 合約 瀚斯（代表賣家）以書面另有協定（在此情 缺量指瓶塞底與液面之間的空間。波爾多酒瓶的缺 8.1.7 況下，閣下須遵守該協議的條款），閣下必 量水平一般在瓶頸下才會注意得到；而對於勃艮第、 1.1 此等條款乃規管賣家向買家出售拍賣品的銷 須最遲於拍賣會後第二個工作日下午四時三 阿爾薩斯、德國及干邑的酒瓶，則要大於 4 厘米（公 售合約。 十分，以拍賣會採用的貨幣向邦瀚斯支付所 分）。可接受的缺量水平會隨著酒齡增加，一般的 有該等款項，閣下並須確保款項在拍賣會後 可接受水平如下： 1.2 圖錄內附錄三所載的釋義及詞彙已納入本 第七個工作日前已結清。閣下須採用在競投 15 年以下－瓶頸內或少於 4 厘米 銷售合約，邦瀚斯亦可應要求提供獨立的版 人通告所述的其中一種方法向邦瀚斯付款， 15-30 年－瓶肩頂部 (ts) 或最多 5 厘米 本。釋義內所收錄的詞語及用詞在本合約內 閣下與邦瀚斯以書面另有協定除外。倘若閣 30 年或以上－瓶肩高處 (hs) 或最多 6 厘米 以斜體刊載。 下未有根據本段支付任何應付款項，則賣家 請注意：缺量水平在本圖錄發行至拍賣會舉行期間 將享有下文第8段所述的權利。 或有所改變，而且瓶塞或會在運輸過程中出現問題。 1.3 賣家作為銷售合約的主事人出售拍賣品，該 領取拍賣品 本圖錄發行時，我們只對狀況說明出現差異承擔責 合約為賣家及閣下透過邦瀚斯而訂立，而邦 任，而對瓶塞問題所招致的損失，不論是在圖錄發 瀚斯僅作為賣家的代理行事，而並非額外的 除非閣下與邦瀚斯以書面另有協定，只可待 行之前或之後，我們概不負責。 主事人。然而，倘若圖錄說明邦瀚斯以主 邦瀚斯收到金額等於全數買價及閣下應付予 批量購買的選擇 事人身份出售拍賣品，或拍賣人作出公佈如 賣家及邦瀚斯的所有其他款項的已結清款項 此說明，或於拍賣會的通告或圖錄的插頁說 後，閣下或閣下指定的人士方可獲發放拍賣 批量拍賣品乃指一定數目批次的、包含同款葡萄酒、 明，則就本協議而言，邦瀚斯為賣家。 品。 相同瓶數、相同瓶款及相同說明的拍賣品。批量拍 賣家有權保持管有閣下同一或任何另外的拍 賣品內任何某批次的買家，可選擇以同樣價錢購買 1.4 拍賣人就閣下的出價落槌即表示成交時，本 賣會向閣下出售的任何其他拍賣品，不論其 該批量拍賣品其餘部份或全部的拍賣品，雖然該選 合約即告成立。 目前是否由邦瀚斯管有，直至以已結清款項 擇權最終由拍賣官全權酌情決定。因此，競投批量 全數支付該拍賣品的買價及閣下應付予賣家 拍賣品時，缺席的競投人最好能從第一批開始競投。 2 賣家的承諾 及／或邦瀚斯的所有其他款項為止。 酒瓶細節及酒箱詞彙 閣下須自費按照邦瀚斯的指示或規定領取由 2.1 賣家向閣下承諾： 邦瀚斯保管及／或控制或由儲存承辦商保管 本圖錄內下列詞彙有以下的意義： 2.1.1 賣家為拍賣品的擁有人或由擁有人正式授權 的拍賣品，並將其移走。 CB – 酒莊瓶裝 閣下須全面負責領取拍賣品時的包裝、處理 DB – 葡萄園瓶裝 出售拍賣品； 及運輸，以及全面負責遵從與拍賣品有關的 EstB – 莊園瓶裝 2.1.2 除在圖錄內所載有關拍賣品的資料有披露以 所有進出口規定。 BB – 波爾多瓶裝 倘閣下未有按照本第7段提走拍賣品，閣下 BE – 比利時瓶裝 外，賣家出售的拍賣品將附有全面所有權的 須全面負責賣家涉及的搬運、儲存或其他收 FB – 法國瓶裝 保證，或如果賣家為遺囑執行人、受託人、 費或開支。閣下並須就賣家因閣下未能提走 GB – 德國瓶裝 清盤人、接管人或管理人，則他擁有因該身 拍賣品而招致的所有收費、費用，包括任何 OB – 奧波爾圖瓶裝 份而附於拍賣品的任何權利，業權或權益。 法律訟費及費用，開支及損失，包括根據任 UK – 英國瓶裝 2.1.3 除非賣家為遺囑執行人、受託人、清盤人、 何儲存合約的任何收費，向賣家作出彌償。 owc – 原裝木箱 接管人或管理人，賣家在法律上有權出售拍 所有此等應付予賣家的款項均須於被要求時 iwc – 獨立木箱 賣品，及能授予閣下安寧地享有對拍賣品的 支付。 oc – 原裝紙板箱 管有。 未有支付拍賣品的款項 符號 2.1.4 賣家已遵從任何與拍賣品進出口有關的所有 規定（不論是法律上或其他），拍賣品的所 倘若閣下未有按照銷售合約向邦瀚斯支付拍 以下符號表明下列情況： 有關進出口的稅及稅項均已繳付（除非圖錄 賣品的全數買價，則賣家有權在事先得到邦 Y 當出口這些物件至歐盟以外地方，將受瀕危野 內說明其未付或拍賣人公佈其未付）。就賣 瀚斯的書面同意下，但無須另行通知閣下， 家所悉，所有第三方亦已在過往遵從該等規 行使以下一項或多項權利（不論是透過邦瀚 生動植物種國際貿易公約規限，請參閱第 13 條。 定； 斯或其他）﹕ ○ 賣家獲邦瀚斯或第三方保證能取得拍賣品的最 2.1.5 除任何於拍賣會場地以公佈或通告，或以競 因閣下違反合約而即時終止銷售合約； 投人通告，或以圖錄插頁形式指明的任何修改 在給予閣下七日書面通知，知會閣下擬重新 低價格。第三方或會因此提供一個不可撤銷的 外，拍賣品與拍賣品的合約說明相應，即在圖 出售拍賣品後，以拍賣、私人協約或任何其 出價；如銷售成功，該第三方將可獲利，否則 錄內有關拍賣品的資料內以粗體刊載的部份（ 他方式重新出售拍賣品； 將有損失。 顏色除外），連同圖錄內拍賣品的照片，以及 保留拍賣品的管有權； ▲ 邦瀚斯全部或部份擁有該拍賣品，或以其他形 已向買家提供的任何狀況報告的內容。 遷移及儲存拍賣品，費用由閣下承擔； 式與其經濟利益相關。 3 拍賣品的說明 就閣下於銷售合約所欠的任何款項及/或違 Ф 此拍賣品包含象牙或是象牙製品。美國政府已 約的損害賠償，向閣下採取法律程序； 禁止象牙製品入境。 3.1 第2.1.5段載述何謂拍賣品的合約說明，尤 就任何應付款項（於頒布判決或命令之前及 其是拍賣品並非按圖錄內資料當串沒有以粗 之後）收取由應支付款項日期起至實際付款 22. 語言 體刊載的內容出售，該等內容僅載述（代表 日期止的利息，按渣打銀行 賣方）邦瀚斯對拍賣品的意見，而並不構成 （香港）有限公司不時的基本利率加5厘的 本競投人通告以中英文刊載。如就詮譯本競投人通 拍賣品售出時所按的合約說明的一部份。任 年利率每日計息； 告有任何爭議，以英文條款為本。 何並非第2.1.5段所述該部份資料的任何陳 取回並未成為閣下財產的拍賣品（或其任何 保障資料 ﹣閣下資料的用途 述或申述，包括任何說明或成交價做計，不 部份）的管有權，就此而言（除非買家作為 論是以口頭或書面，包括載於圖錄內或於邦 消費者向賣家購買拍賣品而賣家於業務過程 本公司以提供服務為目的，本公司取得有關閣下的 瀚斯的網站上或以行為作出或其他，不論由 中出售該拍賣品），閣下謹此授予賣家不可 個人資料（就本段而言，此詞僅包括閣下的僱員及 或代表賣家或邦瀚斯及是否於拍賣會之前或 撤銷特許，准許賣家或其受僱人或代理於正 高級職員，如有）。閣下同意本公司以該等資料作 之上作出，一概不構成拍賣品售出時所按的 常營業時間進入閣下所有或任何物業（不論 下述用途。 合約說明的一部份。 本公司可利用閣下的資料向閣下發出有關本公司服 務變動的通知，以及向閣下提供有關產品或服務的 3.2 除第2.1.5段的規定外，對於可能由賣家或 資料，而該等資料乃閣下要求本公司提供或本公司 代表賣家（包括由邦瀚斯）作出有關拍賣品 認為閣下可能對該等產品及服務感興趣。有關閣下 的任可說明或其任何成交價估計，賣家並無 的資料可能用作分析，以了解閣下在這方面的潛在 作出或發出亦無同意作出或發出任何合約允 喜好。本公司可能向本集團任何成員公司（指本公 諾、承諾、責任、擔保、保證或事實陳述或 司的附屬公司、本公司最終控股公司及其附屬公 承諾任何謹慎責任。該等說明或戊交價估計 司，定義見二零零六年英國公司法第1159條及附表 108 | BONHAMS HK/NTB/MAIN/11.2020

是否連同汽車），以取得拍賣品或其任何部 10.3 其作為賣家放棄其根據銷售合約所賦予的權 1.5.3 款項向本公司及賣家所須支付之所有款項 份的管有權； 利，任何以書面形式給予閣下的明確放棄除 1.6 後，即按照第4段向閣下發放拍賣品； 8.1.8 保留賣家於該拍賣會或任何其他拍賣或以私 10.4 外。任何該等放棄並不影響賣家其後強制執 本公司會按照第9段所載條款提供擔保。 人協約向閣下出售的任何其他財產的管有 行根據銷售合同所產生任何權利的能力。 2 不論於此協議之前或之後或於拍賣會之前或 權，直至根據銷售合約應付的所有款項已以 10.5 倘銷售合約任何一方，因在合理控制範圍以 3 之上，對由本公司或代表本公司或由賣家或 結清款項全數支付為止； 外的情況下而無法履行該訂約方根據銷售合 3.1 代表賣家所作出的任何拍賣品的說明或其成 8.1.9 保留由賣家及／或邦瀚斯（作為賣家的受託 10.6 約的責任，或倘在該等情況下履行其責任會 3.1.1 交價估計（不論其是以口頭或書面，包括載 保管人）因任何目的（包括但不限於其他已 10.7 導致其增加重大財務成本，則該訂約方只要 3.1.2 於圖錄內或於邦瀚斯的網站上，或以行為作 售予閣下的貨品）而管有的閣下任何其他財 10.8 在該情況仍然持續時，不會被要求履行該等 3.1.3 出或其他），或對該等拍賣品的說明或其成 產的管有權，並在給予三個月書面通知下， 10.9 責任。本段並不適用於第6段對閣下施加的 3.2 交價估計的準確性或完備性，本公司一概不 不設底價出售該財產，以及把因該等出售所 10.10 責任。 3.3 作出或發出亦無同意作出或發出任何合約允 得而應付閣下的任何款項，用於清償或部份 10.11 銷售合約下的任何通知或其他通訊，必須以 諾、承諾、責任、擔保、保證或事實陳述。 清償閣下欠負賣家或邦瀚斯的任何款項；及 10.12 書面形式作出，並可由專人送交或以第一類 3.4 該等說明或成交價估計一概不納入閣下與本 8.1.10 只要該等貨品仍然由賣家或邦瀚斯作為賣家 郵件或空郵或以傳真方式發送，並就賣家而 3.5 公司訂立的本協議。任何由本公司或代表本 的受託保管人管有，撤銷賣家於該拍賣會或 11 言，發送至圖錄所載邦瀚斯的地址或傳真號 3.6 公司作出該等說明或成交價估計，均是代賣 任何其他拍賣或以私人協約向閣下出售任何 11.1 碼（註明交公司秘書收），由其轉交賣家； 3.7 家而作出（邦瀚斯作為主事人出售拍賣品除 其他貨品的銷售合約，並把已收到閣下就該 11.2. 而就閣下而言，則發送至競投表格所示的買 4 外）。 等貨品支付的任何款項，部份或全部用於清 家地址或傳真號碼（除非已以書面形式通知 4.1 履行銷售合約 償閣下欠負賣家或邦瀚斯的任何款項。 1 更改地址）。通知或通訊發出人須有責任確 8.2 就因邦瀚斯根據本第8段採取行動而招致賣 1.1 保其清晰可讀並於任何適用期間內收到。 4.2 閣下個人向本公司承諾，閣下將遵守及遵從 家負上的所有法律及其他強制執行費用、所 1.2 倘若銷售合約的任何條款或任何條款的任何 4.3 閣下根據拍賣品銷售合約對賣家的所有責任 有損失及其他開支及費用（包括為獲發還拍 部份被裁定為不可強制執行或無效，則該等 及承諾。 賣品而應付邦瀚斯的任何款項）（不論是否 1.3 不可強制執行或無效並不影響該合同其餘條 4.4 付款 已採取法律行動），閣下同意按全數彌償基 1.4 款或有關條款其餘部份的強制執行能力或有 準並連同其利息 1.5 效性。 4.5 除非閣下與本公司另有書面協定或競投人通 （於頒布判決或命令之前及之後）向賣家 1.5.1 銷售合約內凡提述邦瀚斯均指，倘適用，包 告另有規定外，閣下最遲須於拍賣會後第二 作出彌償，利息按第8.1.6段的利率由賣家 1.5.2 括邦瀚斯的高級職員、僱員及代理。 個工作日下午四時三十分向本公司支付﹕ 應支付款項日期起計至閣下支付該款項的 銷售合約內所用標題僅為方便參考而設，概 拍賣品的買價； 日期止。 不影響合約的詮釋。 每件所購買之拍品按照競投人通告規定費率 8.3 於根據第8.1.2段重新出售拍賣品後，賣家 銷售合約內「包括」一詞指「包括，但不限 的買家費用；及 須把任何在支付欠負賣家或邦瀚斯的所有款 於」。 若拍賣品註明[AR]，一項按照競投人通告規 項後所餘下的款項，於其收到該等款項的二 單數詞語包括眾數詞語（反之亦然），任何 定計算及支付的額外費用，連同該款項的增 十八日內交還閣下。 一個性別的詞語包括其他性別。 值稅（如適用），所有應付本公司款項須於 9 賣家的責任 凡提述第某段，即指銷售合約內該編號的段 拍賣會後七個工作日或之前以已結清款項收 落。 悉。 9.1 在拍賣人落槌表示拍賣品成交後，賣家無須 除第10.12段有明確規定外，銷售合約概無 根據本協議，閣下亦須應要求向本公司支付 再就拍賣品所引致的任何損傷、損失或損害 賦予（或表示賦予）非銷售合約訂約方的任 任何開支。 負責。 何人士，任何銷售合約條款所賦予的利益或 除非本公司以書面方式另行同意，所有款項 強制執行該等條款的權利。 必須以拍賣會所用貨幣，按競投人通告所列 9.2 在下文第9.3至9.5段的規限下，除違反第 銷售合約凡賦予賣家豁免、及／或排除或限 其中一種方法支付。本公司發票只發給登記 2.1.5段所規定的明確承諾外，不論是根據 制其責任時，邦瀚斯、邦瀚斯的控股公司及 競投人，除非競投人乃作為指明主事人的代 香港法例第26章貨品售賣條例而默示的條款 該控股公司的附屬公司，邦瀚斯及該等公司 理，且本公司已認可該安排，在該情況下， 或其他，賣家無須就違反拍賣品須與拍賣品 的後續公司及承讓公司，以及邦瀚斯及該等 本公司會將發票發給主事人。 的任何說明相應的條款而負責。 公司的任何高級職員、僱員及代理的承繼人 除非本協議另有規定，所有應付本公司款項 及受讓人亦可享有同樣的法律上的有關利 須按適當稅率繳付稅項，閣下須就所有該等 9.3 就賣家或其代表於本協議之前或之後或於拍 益。 款項支付稅款。 賣會之前或進行期間，所作出（不論是以書 規管法律 本公司可從閣下付給本公司的任何款項中， 面，包括在圖錄或網站，或口頭形式或以行 扣除並保留有關拍賣品的買家費用、賣家應 為或其他）的任何拍賣品說明或資料或拍賣 法律 付的佣金、任何開支及稅項以及任何賺得 品的成交價估計，出現不符合或不準確、錯 本協議下的所有交易以及所有有關事宜，均 及／或產生的利息，利益歸本公司，直至將 誤、錯誤說明或遺漏，賣家均無須承擔任何 受香港法例規管並據其解釋。 款項付予賣家時止。 相關的責任（不論為疏忽、其他侵權法、違 語言 就向本公司支付應付的任何款項而言，時限 反合約或法定責任或復還或根據香港法例第 本銷售合約以中英文刋載。如就詮譯本銷售 規定為要素。倘若閣下未能按照本第3段向 284章失實陳述條例的責任，或任何其他責 合約有任何爭議，以英文條款為本。 本公司支付買價或任何其他應付本公司款 任）。 附錄二 項，本公司將擁有下文第7段所載的權利。 若閣下投得多項拍賣品，本公司收到閣下的 9.4 就買家或買家管理層或職工之任何業務、 買家協議 款項將首先用於按比例支付每項拍賣品的買 業務利潤或收益或收入上的損失，或聲譽受 價，然後按比例支付應付邦瀚斯的所有款 損，或業務受干擾或浪費時間，或任何種類 重要事項：此等條款可能會於向閣下出售拍 項。 的間接損失或相應產生的損害，賣家均無須 賣品前予以修訂，修訂的方式可以是在圖錄 領取拍賣品 承擔任何相關的責任，不論該指稱所蒙受損 載列不同的條款，及／或於圖錄加入插頁， 失或損害的性質、數量或來源，亦不論該等 及／或於拍賣會場地上以通告，及／或於拍 在賣家或本公司可拒絕向閣下發放拍賣品的 損失或損害賠償是否由於任何疏忽、其他侵 賣會之前或之上以口頭形式公佈。閣下須注 任何權力規限下，閣下一旦以已結清款項向 權法、違反合約、法定責任、復還申索或其 意此等可能修訂的情況，並於競投前查詢是 賣家及本公司支付應付的款項後，本公司可 他而產生或就此而申索； 否有任何修訂。 即向閣下或按閣下的書面指示發放拍賣品。 合約 領取拍賣品時，必須出示從本公司的出納員 9.5 在任何情況下，倘若賣家就拍賣品，或任何 的辦公室取得已加蓋印章的發票，方獲發 其就拍賣品所作的作為、不作為、陳述、或 此等條款規管乃邦瀚斯個人與買家的合約， 行。 申述，或就本協議或其履行而須對閣下負 買家即拍賣人落槌表示其投得拍賣品的人 閣下須按競投人通告指定的日期及時間，自 責，則不論其為損害賠償、彌償或責任分 士。 費領取拍賣品，倘未有指定任何日期，則為 擔，或復還補救，或以其他任何形式，賣家 拍賣會圖錄內附錄三所載的釋義及詞彙已 拍賣會後第七日下午四時三十分或之前。 的責任將限於支付金額最高不超過拍賣品買 納入本協議，本公司可應要求提供獨立的版 於第4.2段所述的期間內，可按競投人通告 價的款項，不論該損失或損害賠償或所申索 本。釋義內所收錄的詞語及用詞在本協議內 指定的日期及時間到競投人通告所述地址領 應付款項的性質、數量或來源，亦不論該等 以斜體刊載。本協議提述刊印於拍賣會圖錄 取拍賣品。其後拍賣品可能遷移至其他地點 責任是否由於任何疏忽、其他侵權法、違反 開始部份的競投人通告的資料，而該等被提 儲存，屆時閣下必須向本公司查詢可在何時 合約、法定責任、受託保管人責任、復還申 述的資料已納入本協議。 何地領取拍賣品，儘管此資料通常會列於競 索或其他而產生。 於拍賣人落槌表示閣下投得拍賣品時，閣下 投人通告內。 與賣家就拍賣品的銷售合約即告訂立，而在 若閣下未有於競投人通告指定的日期領取拍 9.6 上文9.1至9.5段所述不得解釋為排除或限制 那時刻，閣下與邦瀚斯亦已按本買家協議條 賣品，則閣下授權本公司作為閣下代理，代 （不論直接或間接）任何人士就(i)欺詐，或 款訂立另一份獨立的合約。 表閣下與儲存承辦商訂立合約（「儲存合 (ii)因賣家疏忽（或因賣家所控制的任何人士 本公司乃作為賣家的代理行事，無須就賣家 約」），條款及條件按邦瀚斯當時與儲存承 或賣家在法律上須代其負責任的任何人士的 之任何違約或其他失責而對閣下負責或承擔 辦商協定（可應要求提供副本）的標準條款 疏忽）引致人身傷亡，或(iii)根據香港法例 個人責任，邦瀚斯作為主事人出售拍賣品除 及條件儲存拍賣品。倘拍賣品儲存於本公司 第314章佔用人法律責任條例，本公司須負 外。 物業，則須由第4.2段所述期間屆滿起，按 責的作為或不作為，或(iv)任何法律上不可 本公司對閣下的個人責任受本協議規管，在 本公司目前的每日收費（目前最低為每項拍 排除或限制的其他責任，而須承擔的責任， 下文條款所規限下，本公司同意下列責任﹕ 賣品每日50港元另加稅項）支付儲存費，該 或排除或限制任何人士就上述而享有的權利 本公司會按照第5段儲存拍賣品，直至競投 等儲存費為本公司開支的一部份。 或補救方法。 人通告所指定的日期及時間或另行通知閣下 於直至閣下已全數支付買價及任何開支為 為止； 止，拍賣品將由本公司作為賣家的代理持 10 一般事項 在賣家或本公司拒絕向閣下發放拍賣品的任 有，或由儲存承辦商作為賣家及本公司的代 何權力所規限下，本公司會於閣下以已結清 HONG KONG JEWELS AND JADEITE | 109 10.1 閣下不得轉讓銷售合約的利益或須承擔的責 任。 HK/NTB/MAIN/11.2020 10.2 倘若賣家未能或延遲強制執行或行使任何銷 售合約下的權力或權利，這不得作為或視

理按照儲存合約的條款持有。 7.3 所有法律及其他費用、所有損失及其他開支 10.1 就本公司或代表本公司或賣家或代表賣家於 4.6 閣下承諾遵守任何儲存合約的條款，尤其是 （不論是否已採取法律行動），閣下同意按 本協議之前或之後或於拍賣會之前或之上， 7.4 全數彌償基準並連同其利息（於頒布判決或 所作出（不論是以書面，包括在圖錄或邦瀚 支付根據任何儲存合約應付的收費（及所有 命令之前及之後）向本公司作出彌償，利息 斯的網站上或口頭形式或以行為或其他）任 搬運拍賣品入倉的費用）。閣下確認並同 8 按第7.1.5段訂明的利率由本公司應支付款 何拍賣品說明或資料或拍賣品的成交價估 意，於直至閣下已支付買價、任何開支及所 8.1 項日期起計至閣下支付該款項的日期止。 計，出現不符合或不準確、錯誤、錯誤說明 有儲存合約下的收費為止，閣下不得從儲存 倘閣下僅支付部份應付予本公司的款項，則 或遺漏，本公司無須就此而承擔任何責任， 承辦商的物業領取拍賣品。 8.1.1 該等付款將首先用於支付該拍賣品的買價（ 不論是否為疏忽、其他侵權法、違反合約或 4.7 閣下須全面負責領取拍賣品時的包裝、處理 8.1.2 或若閣下購買多於一項拍賣品，則按比例支 法定責任或復還或根據香港法例第284章失 及運輸，以及全面負責遵從與拍賣品有關的 8.1.3 付每項拍賣品的買價），然後支付買家費用 實陳述條例的責任。 所有進出口規定。 8.1.4 （或若閣下購買多於一項拍賣品，則按比例 4.8 倘閣下未有按照第4.2段提走拍賣品，閣下 8.2 支付每項拍賣品的買家費用），再然後用以 10.2 當拍賣品由閣下承擔風險時及／或當拍賣品 須全面負責本公司涉及的任何搬運、儲存 8.2.1 支付應付予本公司的任何其他款項。 已成為閣下的財產並由本公司保管及／或控 或其他收費（按照本公司的目前收費率）及 本公司根據本第7段的權利出售任何拍賣品 制時，本公司對閣下之責任限於對閣下行使 任何開支（包括根據儲存合約的任何收費） 8.2.2 所收到的款項，於支付應付予本公司及／或 合理程度的謹慎，惟本公司無須就因下述原 。所有此等款項須於本公司要求時由閣下支 9 賣家的所有款項後仍由本公司持有的餘款， 因對拍賣品或其他人士或物件造成的損害負 付，並無論如何，於閣下或閣下的代表領取 9.1 將於本公司收到該等款項的二十八日內交還 責﹕ 拍賣品前必須支付。 9.2 閣下。 5 拍賣品儲存 9.2.1 其他人士就拍賣品的申索 10.2.1 處理拍賣品，倘若於向閣下出售時拍賣品已 9.2.2 受到蟲蛀，而任何損壞乃由於拍賣品受蟲蛀 本公司同意把拍賣品儲存，直至閣下提取拍 倘本公司知悉除閣下及賣家外有人就拍賣品 所導致；或 賣品或直至競投人通告指定的時間及日期（ 9.2.3 提出申索（或可合理地預期會提出申索）， 或若無指定日期，則為拍賣會後第七日下午 本公司有絕對酌情權決定以任何方式處理拍 10.2.2 大氣壓力改變； 四時三十分之前）為止，以較早日期為準， 9.3 賣品，以確立本公司及其他涉及人士的合法 本公司亦不就以下負責﹕ 並在第6及第10段規限下，作為受託保管人 9.3.1 權益及在法律上保障本公司的地位及合法權 而就拍賣品的損壞或損失或毀壞向閣下負責 益。在不損害該酌情權的一般性原則下，並 10.2.3 弦樂器的損壞；或 （儘管在支付買價前，拍賣品仍未為閣下的 9.3.2 作為舉例，本公司可﹕ 10.2.4 金箔畫架、石膏畫架或畫架玻璃的的損壞； 財物）。若閣下於競投人通告所規定的時間 保留拍賣品以調查就拍賣品提出或本公司合 及日期（或若無指定日期，則為拍賣會後第 9.4 理地預期會提出的任何問題；及／或 而倘若拍賣品構成或變為有危險，本公司可 七日下午四時三十分之前）前仍未領取拍賣 9.5 向閣下以外的其他人士交付拍賣品；及／或 以其認為適合的方法予以棄置而無須事先通 品，本公司可將拍賣品遷往另一地點，有關 展開互爭權利訴訟或尋求任何法院、調解 知閣下，而本公司無須就此對閣下負責。 詳情通常會載於競投人通告內。倘若閣下未 9.6 人、仲裁人或政府機關的任何其他命令； 10.3 就買家管理層或職工之任何業務、業務利 有按第3段就拍賣品付款，而拍賣品被移送 9.7 及／或 潤或收益或收入上的損失，或業務聲譽受 至任何第三者物業，則該第三者會嚴格地以 9.8 就採取閣下同意的行動，要求閣下提供彌償 損，或業務受干擾或浪費時間，或倘若閣下 邦瀚斯為貨主而持有拍賣品，而本公司將保 10 保證及／或抵押品。 於業務過程中購買拍賣品，就任何種類的間 留拍賣品留置權，直至已按照第3段向本公 第8.1段所述的酌情權﹕ 接損失或相應產生的損害，本公司均無須向 司支付所有款項為止。 可於本公司對拍賣品擁有實際或推定管有權 閣下承擔任何相關的責任，不論指稱所蒙受 6 對拍賣品的責任 時隨時行使，或倘若該管有權因法院、調解 損失或損害的性質、數量或來源，亦不論該 人、仲裁人或政府機關的任何裁決、命令或 等損失或損害賠償是由於任何疏忽、其他侵 6.1 待閣下向本公司支付買價後，拍賣品的所有 判決而終止，於該管有權終止後隨時行使； 權法、違反合約、法定責任、受託保管人責 權方會移交閣下。然而，根據銷售合約，拍 及 任、復還申索或其他而產生或就此而申索。 賣品的風險則由閣下投得拍賣品之時起由閣 除非本公司相信該申索真正有希望成為有良 10.4 在任何情況下，倘若本公司就拍賣品，或任 下承擔。 好爭辯理據的個案，否則不會行使。 何就拍賣品的作為、不作為、陳述，或本協 膺品 議或其履行而須對閣下負責，則不論其為損 6.2 閣下應於拍賣會後盡快為拍賣品投買保險。 害賠償、彌償或責任分擔，或復還補救，或 7 未能付款或提取拍賣品及部份付款 本公司根據本第9段的條款就任何膺品承擔 不論任何形式，本公司的責任將限於支付金 個人責任。 額最高不超過拍賣品買價加買家費用（減除 7.1 倘若應付予本公司的所有款項未有於其到期 第9段僅於以下情況適用﹕ 閣下可能有權向賣家收回的款項）的款項， 支付時全數支付，及／或未有按照本協議提 閣下為本公司就拍賣品發出原有發票的抬頭 不論指稱所蒙受損失或損害賠償或所申索應 取拍賣品，則本公司可行使以下一項或多項 人，而該發票已被支付；及 付款項的性質、數量或來源，亦不論該等責 權利（在不損害本公司可以代賣家行使的任 閣下於知悉拍賣品為或可能為膺品後，在合 任是否由於任何疏忽、其他侵權法、違反合 何權利下），而無須另行通知閣下﹕ 理地切實可行範圍內盡快，並無論如何須於 約、法定責任、受託保管人責任、復還申索 拍賣會後一年內，以書面通知本公司拍賣品 或其他而產生。 7.1.1 因閣下違反合約而即時終止本協議； 為膺品；及 閣下宜購買保險以保障閣下的損失。 7.1.2 保留拍賣品的管有權； 於發出該通知後一個月內，閣下把拍賣品退 10.5 上文所述不得解釋為排除或限制（不論直接 7.1.3 遷移及／或儲存拍賣品，費用由閣下承擔； 回本公司，而拍賣品的狀況須與拍賣會時的 或間接）任何人士就(i)欺詐，或(ii)因本公司 7.1.4 就閣下所欠的任何款項（包括買價）及／或 狀況一樣，並連同證明拍賣品為膺品的書面 疏忽（或因本公司所控制的任何人士或本公 證明，以及有關拍賣會及拍賣品編號的資料 司在法律上須代其負責任的任何人士的疏 違約的損害賠償，向閣下採取法律程序； 以識別該拍賣品。 忽）引致人身傷亡，或(iii)根據香港法例第 7.1.5 就任何應付款項（於頒布判決或命令之前及 於下述情況下，第9段不適用於膺品﹕ 314章佔用人法律責任條例，本公司須負責 圖錄所載有關該拍賣品的資料已反映當時學 的作為或不作為，或(iv)任何法律上不可排 之後）收取由應支付款項日期起至實際付款 者及專家的公認意見，或已公平地指出該等 除或限制的其他責任，或(v)本公司根據此 日期止的利息，按渣打銀行 意見有衝突，或已反映公認為有關範疇主要 等條件第9段的承諾，而須承擔的責任，或 （香港）有限公司不時的基本借貸利率加5 專家在當時的意見；或 排除或限制任何人士就上述而享有的權利或 厘的年利率每日計息； 僅可採用於刊印圖錄日期前一般不會採用的 補救方法。 7.1.6 取回並未成為閣下財產的拍賣品（或其任何 方法才能確定拍賣品為膺品，或採用的確定 11 一般事項 部份）管有權，就此而言，閣下謹此授予本 方法在所有情況下本公司若採用則屬不合 公司不可撤銷特許，准許本公司或其受僱人 理。 11.1 閣下不得轉讓本協議的利益或須承擔的責 或代理於正常營業時間進入閣下所有或任何 閣下授權本公司在絕對酌情權下決定採取本 任。 物業（不論是否連同汽車），以取得拍賣品 公司認為要讓本公司信納拍賣品並非膺品而 （或其任何部份）的管有權； 必需進行的程序及測試。 11.2 倘若本公司未能或延遲強制執行或行使任何 7.1.7 在給予閣下三個月書面通知，知會閣下本公 倘本公司信納拍賣品為膺品，本公司會（作 本協議下的權力或權利，這不得作為或視其 司擬出售拍賣品後，以拍賣、私人協約或任 為主事人）向閣下購買該拍賣品，而閣下須 作為本公司放棄根據本協議所賦予的權利， 何其他方式按不設底價形式出售拍賣品； 按照香港法例第26章貨品售賣條例第14(1) 任何以書面形式給予閣下的明確放棄除外。 7.1.8 保留由本公司因任何目的（包括，但不限 (a)及14(1)(b)條規定，向本公司轉讓有關拍 任何該等放棄並不影響本公司其後強制執行 於，其他已售予閣下或交予本公司出售的貨 賣品的所有權，並附有全面所有權的保證， 根據本協議所產生任何權利的能力。 品）而管有的閣下任何其他財產的管有權， 不得有任何留置權、質押、產權負擔及敵對 直至所有應付本公司款項已全數支付為止； 申索，而本公司將向閣下支付相等於閣下就 11.3 倘本協議任何一方，因在其合理控制範圍以 7.1.9 以本公司因任何目的而收到的閣下款項，無 拍賣品已支付的買價、買家費用、稅項及開 外的情況下而無法履行該訂約方根據本協議 論該等款項於閣下失責時或其後任何時間收 支總數的款項。 的責任，或倘在該等情況下履行其責任會導 到，用作支付或部份支付閣下於本協議下應 第9段的利益為僅屬於閣下個人的利益，閣 致其增加重大財務成本，則該訂約方只要在 付予本公司的任何款項； 下不能將其轉讓。 該情況仍然持續時，不會被要求履行該等責 7.1.10 在給予三個月書面通知下，把本公司因任何 倘若閣下出售或以其他方式出售閣下於拍賣 任。本段並不適用於第3段對閣下施加的責 目的（包括其他已售予閣下或交予本公司出 品的權益，則根據本段的所有權利及利益即 任。 售的貨品）而管有的閣下任何其他財產不設 告終止。 底價出售，並把因該等出售所得而應付予閣 第9段不適用於由或包括一幅或多幅中國 11.4 本協議下的任何通知或其他通訊，必須以書 下的任何款項，用於支付或部份支付閣下欠 畫、一輛或多輛汽車、一個或多個郵票或一 面形式作出，並可由專人送交或以掛號郵件 負本公司的任何款項； 本或多本書籍構成的拍賣品。 或空郵或以傳真方式（如發給邦瀚斯，註明 7.1.11 於日後拍賣會拒絕為閣下登記，或於日後任 本公司的責任 交公司秘書收），發送至合約表格所示有關 何拍賣會拒絕閣下出價，或於日後任何拍賣 訂約方的地址或傳真號碼（除非已以書面形 會在接受任何出價前要求閣下先支付按金， 式通知更改地址）。通知或通訊發出人須確 在該情況下，本公司有權以該按金支付或部 保其清晰可讀並於任何適用期間內收到。 份支付（視情況而定）閣下為買家的任何拍 賣品的買價。 11.5 倘若本協議的任何條款或任何條款的任何部 7.2 就因本公司根據本第7段採取行動而招致的 份被裁定為不可強制執行或無效，則該等不 110 | BONHAMS 可強制執行或無效並不影響本協議其餘條款 HK/NTB/MAIN/11.2020 或有關條款其餘部份的強制執行能力或有效

性。 「圖錄」有關拍賣會的圖錄，包括任何於本公司網 「標準查驗」由並非專家的邦瀚斯職員對拍賣品進 11.6 本協議內凡提述邦瀚斯均指，倘適用，包括 站刊載的圖錄陳述。 行目視查驗。 「佣金」賣家應付予邦瀚斯的佣金，按照合約表格 「儲存合約」指業務規則第8.3.3段或買家協議第 邦瀚斯的高級職員、僱員及代理。 訂明的費率計算。 4.4段（按適用）所述的合約。 11.7 本協議內所用標題僅為方便參考而設，概不 「狀況報告」由邦瀚斯代表賣家向競投人或潛在競 「儲存承辦商」於圖錄指明的公司。 投人提供有關拍賣品狀況的報告。 「稅項」指香港政府所實施不時適用的所有稅項、 影響本協議的詮釋。 「寄售費」賣家應付予邦瀚斯的費用，按照業務規 收費、關稅、費用、徵費或其他評稅，以及所有其 11.8 本協議內「包括」一詞指「包括，但不限 則訂明的費率計算。 估計付款，包括，但不限於，收入、業務利潤、分 「合約表格」由賣家或代表賣家簽署的合約表格或 行利潤、貨物稅、財產、銷售、使用、增值（增值 於」。 汽車資料表（按適用），載有供邦瀚斯提供以作銷 稅）、環保、特許、海關、進口、薪金、轉讓、總 11.9 單數詞語包括眾數詞語（反之亦然），任何 售的拍賣品清單。 收入、預扣、社會保障、失業稅項及印花稅及其他 「銷售合約」賣家與買家訂立的銷售合約（見圖錄 收費，以及就該等稅項、收費、費用、徵費或其他 一個性別的詞語包括其他性別。 內附錄一）。 評稅的任何利息及罰款。 11.10 凡提述第某段，即指本協議內該編號的段 「合約說明」唯一的拍賣品說明（即圖錄內有關拍 「恐怖主義」指任何恐怖主義行為或該等行為的威 賣品的資料內以粗體刊載的部份、任何照片（顏色 脅，無論任何人單獨行動或代表或與任何組織及／ 落。 除外）以及狀況報告的內容），賣家於銷售合約承 或政府有關而行動，為政治、宗教或思想或類似目 11.11 除第11.12段有明確規定外，本協議概無賦 諾拍賣品與該說明相符。 的，包括，但不限於，企圖影響任何政府或使公眾 「說明」以任何形式對拍賣品所作的陳述或申述， 或任何部份公眾陷入恐慌。 予（或表示賦予）非本協議訂約方的任何人 包括有關其作者、屬性、狀況、出處、真實性、風 「信託帳戶」邦瀚斯的銀行帳戶，就任何拍賣品所 士，任何本協議條款所賦予的利益或強制執 格、時期、年代、適合性、品質、來源地、價值及 收買價的所有有關項款均收入該帳戶，該帳戶為與 行該等條款的權利。 估計售價（包括成交價）。 邦瀚斯正常銀行帳戶有所區別及獨立的帳戶。 11.12 本協議凡賦予賣家豁免、及／或排除或限制 「資料」圖錄內識別拍賣品及其編號的書面陳述， 「網站」網址為www.bonhams.com的邦瀚斯網 邦瀚斯責任時，邦瀚斯的控股公司及該控股 可能包括有關拍賣品的說明及圖示。 站。 公司的附屬公司，邦瀚斯及該等公司的後續 「成交價估計」本公司對成交價可能範圍的意見 「撤銷通知」賣家向邦瀚斯發出的書面通知，以撤 公司及承讓公司，以及邦瀚斯及該等公司的 的陳述。 銷由邦瀚斯出售拍賣品的指示。 任何高級職員、僱員及代理的承繼人及受讓 「開支」邦瀚斯就拍賣品已付或應付的收費及開 「不設底價」指並無規定拍賣品可予出售的最低價 人亦可享有同樣的法律上利益。 支，包括法律開支、因電匯而產生的銀行收費及開 格（不論以拍賣或私人協約形式） 12 規管法律 支、保險收費及開支、圖錄及其他製作及說明、任 詞彙 何關稅、宣傳、包裝或運輸費用、轉載權費、稅 以下詞句有特定法律涵義，而閣下可能對該等涵義 12.1 法律 項、徵費、測試、調查或查詢費用、出售拍賣品的 並不熟悉。下列詞彙乃為協助閣下了解該等詞句， 本協議下的所有交易以及所有有關事宜，均 預備工作、儲存收費、來自賣家作為賣家代理或來 惟無意就此而限制其法律上的涵義： 受香港法例規管並根據其解釋。 自失責買家的遷移收費或領取費用，加稅項。 「藝術家轉售權」﹕按二零零六年藝術家轉售權規 「膺品」其製作者或其他人士意圖在其作者、屬 例的規定，藝術品作者於原出售該作品後，就出售 12.2 語言 性、來源地、真實性、風格、日期、年代、時期、 該作品而收取款項的權利。 本買家協議以中英文刋載。如就詮譯本買家 出處、文化、來源或成份方面進行欺騙的偽造品， 「受託保管人」﹕貨品所交託的人士。 協議有任何爭議，以英文條款為本。 而該膺品於拍賣會日期的價值大幅低於其若非偽造 「彌償保證」﹕為保證使該彌償保證受益人回復其 的價值。且任何拍賣品說明一概無指明其為偽造。 猶如導致須予彌償的情況並無發生時所處狀況的責 保障資料 – 閣下資料的用途 拍賣品不會因其損壞、及／或對其進行修復及／或 任，「彌償」一詞亦按此解釋。 修改（包括重畫或覆畫）而成為膺品，惟該損壞或 「互爭權利訴訟」﹕由法院裁定拍賣品擁有權誰屬 由於本公司提供的服務，本公司取得有關閣下的個 修復或修改（視情況而定）並無實質影響拍賣品與 的訴訟。 人資料（就本段而言，此詞僅包括閣下的僱員及職 拍賣品說明符合的特性。 「投得」﹕拍賣品售予一名競投人之時，於拍賣會 員（如有））。閣下同意本公司以該等資料作下 「保証」在任何膺品上邦瀚斯對買家全力承擔的責 上以落槌表示。 述用途。 任，以及在專門郵票拍賣會及／或專門書藉拍賣會 「留置權」﹕管有拍賣品的人士保留其管有權的 本公司可利用閣下的資料向閣下發出有關本公司服 當中，根據買家協議內定立，由郵票或書藉組成的 權利。 務變動的通知，以及向閣下提供有關產品或服務的 拍賣品。 「風險」﹕拍賣品遺失、損壞、損毀、被竊，或狀 資料，而該等資料乃閣下要求本公司提供或本公司 「成交價」拍賣人落槌表示拍賣品成交的價格，其 況或價值惡化的可能性。 認為閣下可能對該等產品及服務感興趣。有關閣下 貨幣為拍賣會所採用的貨幣。 「所有權」﹕拍賣品擁有權的法律及衡平法上的 的資料可能用作分析，以了解閣下在這方面的潛在 「香港」中華人民共和國香港特別行政區。 權利。 喜好。本公司可能向本集團任何成員公司（指本公 「遺失或損壞保證」指業務規則第8.2.1段所述的 「侵權法」﹕對他人犯下法律上的過失，而犯過者 司的附屬公司、本公司最終控股公司及其附屬公 保證。 對該人士負有謹慎責任。 司，定義見二零零六年英國公司法第1159條及附表 「遺失或損壞保證費用」指業務規則第8.2.3段所 香港法例第26章貨品售賣條例 6，包括海外附屬公司）披露閣下的資料。除此以 述的費用。 外，本公司不會向任何第三方披露閣下的資料，惟 「拍賣品」任何託付予邦瀚斯，供以拍賣或私人協 以下為香港法例第26章貨品售賣條例的摘錄： 本公司可能不時向閣下提供我們相信閣下可能感興 約形式出售的任何物品（而凡提述任何拍賣品，均 「第14條有關所有權等的隱含責任承擔 趣的第三方貨品及服務的有關資料。本集團任何成 包括（除非文義另有所指）作為由兩項或以上物品 (1) 除第(2)款適用的售賣合約外，每份售賣合約均 員公司亦可以閣下的資料作類似用途。 組成的一項拍賣品內的個別項目）。 本公司將保留閣下的資料為期五年，由閣下最後與 「汽車圖錄費」作為邦瀚斯製作汽車的圖錄及就出 有─ 我們聯繫的日期起計，以便簡化任何日後再辦理登 售汽車進行推廣而須承擔額外工作的代價，而應由 (a) 一項賣方須符合的隱含條件︰如該合約是一 記時的手續。該等資料可轉移及儲存於香港以外地 賣家付予邦瀚斯的費用。 宗售賣，他有權售賣有關貨品，如該合約是一 方，而閣下同意此轉移。 「New Bond Street」指邦瀚斯位於 101 New Bond 項售賣協議，則他在貨品產權轉移時，將有權 閣下有權要求不以閣下的資料作此等用途， Street, London W1S 1SR的拍賣場。 售賣該等貨品；及 有關要求請聯絡Bonhams 1793 Limited（地 「名義收費」倘拍賣品已按名義價格出售，則為應 (b) 一項隱含的保證條款︰該等貨品並無任何 址﹕Montpelier Galleries, Montpelier Street, 付的佣金及稅項。 在訂立合約前未向買方披露或未為買方所知的 London, SW7 1HH, United Kingdom）（就香港 「名義費用」賣家應付予邦瀚斯的寄售費所依據的 押記或產權負擔，而在產權轉移前亦不會有這 法例第486章個人資料(私隱)條例而言，為資料的 金額，該費用按照業務規則訂明的公式計算。 樣的押記或產權負擔；此外，買方將安寧地享 使用者）或以電郵聯絡client.services@bonhams. 「名義價格」本公司向閣下提供或載於圖錄的最近 有對該等貨品的管有，但如對該項管有的干擾 com。 期高、低估價的平均數，或若並無提供或載列該等 是由有權享有已向買方披露或已為買方所知的 附錄三 估價，則為拍賣品適用的底價。 任何押記或產權負擔的利益的擁有人或其他有 「競投人通告」刊印於本公司圖錄前部的通告。 權享有該等利益的人作出的，則不在此限。 釋義及詞彙 「買價」成交價與成交價的稅項相加的總數。 (2) 如售賣合約所顯示或從合約的情況所推定的意 「底價」拍賣品可予出售的最低價格（不論以拍賣 向，是賣方只轉讓其本身的所有權或第三者的 倘納入此等釋義及詞彙，下列詞語及用詞具有（除 或私人協約形式）。 所有權，則合約中有─ 文義另有所指外）以下所賦予的涵義。詞彙乃為協 「拍賣會」由邦瀚斯提供以作銷售拍賣品的拍賣 (a) 一項隱含的保證條款︰賣方所知但不為買方 助閣下了解有特定法律涵義的詞語及用詞而設，閣 會。 所知的所有押記或產權負擔，在合約訂立前已 下可能對該等涵義並不熟悉。 「出售所得款項」拍賣品售出後賣家所得的款項淨 向買方披露；及 釋義 額，即成交價扣除佣金、其任何應繳稅項、開支及 (b) 一項隱含的保證條款︰下列人士不會干擾 任何其他應付予本公司的款項不論以何身份及如 買方安寧地管有貨品─ 「額外費用」按照競投人通告計算的費用，以彌補 何產生。 (i) 賣方；及 邦瀚斯須根據二零零六年藝術家轉售權規例支付 「賣家」合約表格所列明提供拍賣品以作銷售的人 (ii) 如合約雙方的意向是賣方只轉讓第三者的所 版權費的開支，買家須就任何註有[AR]且其成交價 士。若該列名人士在表格上指明另一人士作為其代 有權，則該第三者；及 連同買家費用（但不包括任何增值稅）等於或超過 理，或若合約表格所列明人士作為主事人的代理行 (iii) 任何透過或藉着賣方或第三者提出申索的 1,000歐元（按拍賣會當日的歐洲中央銀行參考匯率 事（不論該代理關係是否已向邦瀚斯披露），則 人，而該項申索並非根據在合約訂立前已向買 換算為拍賣會所用貨幣）的拍賣品。 「賣家」包括該代理及主事人，而彼等須就此共同 方披露或已為買方所知的押記或產權負擔而提 「拍賣人」主持拍賣會的邦瀚斯代表。 及個別負責。業務規則內亦稱賣家為「閣下」。 出的。 「競投人」已填妥競投表格的人士。 「專家查驗」由專家對拍賣品進行目視查驗。 「競投表格」本公司的競投人登記表格、缺席者及 「郵票」指於專門郵票拍賣會提供以作銷售的郵 HONG KONG JEWELS AND JADEITE | 111 電話競投表格。 票。 「邦瀚斯」邦瀚斯拍賣有限公司（Bonhams (Hong HK/NTB/MAIN/11.2020 Kong) Limited）或其後繼公司或承讓公司。於買 家協議、業務規則及競投人通告內，邦瀚斯亦稱 為我們。 「書籍」於專門書籍拍賣會提供以作銷售的印刷 書籍。 「業務」包括任何行業、業務及專業。 「買家」拍賣人落槌表示由其投得拍賣品的人士。 於銷售合約及買家協議內，買家亦稱為「閣下」。 「買家協議」邦瀚斯與買家訂立的合約（見圖錄內 附錄二）。 「買家費用」以成交價按競投人通告訂明的費率計 算的款項。

Registration and Bidding Form Paddle number (for office use only) (Attendee / Absentee / Online / Telephone Bidding) Please circle your bidding method above. This sale will be conducted in accordance with Sale title: HK JEWELS AND JADEITE AUCTION Sale date: 26 NOVEMBER 2021 Bonhams’ Conditions of Sale and bidding and buying at the Sale will be regulated by these Conditions. Sale no. 26993 Sale venue: HONG KONG You should read the Conditions in conjunction with the Sale Information relating to this Sale which sets If you are not attending the sale in person, please provide details of the Lots on which you wish to bid at least 24 hours out the charges payable by you on the purchases prior to the sale. Bids will be rounded down to the nearest increment. Please refer to the Notice to Bidders in the catalogue you make and other terms relating to bidding and for further information relating to Bonhams executing telephone, online or absentee bids on your behalf. Bonhams will buying at the Sale. You should ask any questions you endeavour to execute these bids on your behalf but will not be liable for any errors or failing to execute bids. have about the Conditions before signing this form. These Conditions also contain certain undertakings General Bid Increments HK$: $200,000 - 500,000..........by 20,000 / 50,000 / 80,000s by bidders and buyers and limit Bonhams’ liability to $10,000 - 20,000..............by 1,000s $500,000 - 1,000,000........by 50,000s bidders and buyers. $20,000 - 50,000..............by 2,000 / 5,000 / 8,000s $1,000,000 - 2,000,000......by 100,000s $50,000 - 100,000............by 5,000s above $2,000,000............at the auctioneer’s discretion Data protection – use of your information $100,000 - 200,000..........by 10,000s Where we obtain any personal information about you, we shall only use it in accordance with the terms of The auctioneer has discretion to split any bid at any time. our Privacy Policy (subject to any additional specific consent(s) you may have given at the time your Customer Number Title information was disclosed). A copy of our Privacy Policy First Name Last Name can be found on our website (www.bonhams.com) or Company name (to be invoiced if applicable) requested by post from Customer Services Department, Address Suite 2001, One Pacific Place, 88 Queensway, Hong City County / State Kong or by e-mail from info@bonhams.com. We may disclose your personal information to any member of our group which means our subsidiaries, our ultimate holding company and its subsidiaries (whether registered in the UK or elsewhere). We will not disclose your data to anyone outside our group but we may from time to time provide you with information about goods and services which we feel maybe of interest to you including those provided by third parties. Would you like to receive information from Post / Zip code Country us by email? or post Notice to Bidders. Telephone mobile Telephone daytime Clients are requested to provide photographic proof of ID - passport, driving licence, ID card, together with proof Telephone evening Fax of address - utility bill, bank or credit card statement etc. Corporate clients should also provide a copy of their Preferred number(s) in order for Telephone Bidding (inc. country code) articles of association / company registration documents, together with a letter authorising the individual to bid on E-mail (in capitals) the company’s behalf. Failure to provide this may result in your bids not being processed. For higher value lots you By providing your email address above, you authorise Bonhams to send to this address information relating to Sales, marketing material and may also be asked to provide a bank reference. news concerning Bonhams. Bonhams does not sell or trade email addresses. If successful I am registering to bid as a private buyer I am registering to bid as a trade buyer I will collect the purchases myself Please note that all telephone calls are recorded. Please tick if you have registered with us before Please arrange shippers to contact me with a quote and I agree that you may pass them Important my contact details. When registering, the Bidder accepts personal liability for his/her purchase payment, unless it has been previously agreed in writing with Bonhams, that a Bidder is acting as an agent for a third party. Any person placing a bid as agent on behalf of another (whether * Any person, bidders and purchasers must be at least 18 or not he has disclosed this fact or the identity of his principal) will be jointly and severally liable with the principal to the Seller and to years of age to participate in the Sale of Lots comprising Bonhams under any contract resulting from the acceptance of a bid. By signing this form you agree to be bound by the Notice to wine, spirits and liquors. Bidders printed in this Catalogue. You also authorise Bonhams to pursue a financial reference from your bank. Finally, Bonhams may request that you provide proof of identity and permanent address for verification and client administration purposes. Telephone or Lot no. Brief description MAX bid in HK$ Covering bid* Absentee (T / A) (excluding premium) BY SIGNING THIS FORM YOU AGREE THAT YOU HAVE SEEN THE CATALOGUE AND HAVE READ AND UNDERSTOOD OUR CONDITIONS OF SALE AND WISH TO BE BOUND BY THEM, AND AGREE TO PAY THE BUYER’S PREMIUM, VAT AND ANY OTHER CHARGES MENTIONED IN THE NOTICE TO BIDDERS. THIS AFFECTS YOUR LEGAL RIGHTS. Your signature: Date: * Covering Bid: A maximum bid (exclusive of Buyers Premium) to be executed by Bonhams only if we are unable to contact you by telephone, or should the connection be lost during bidding. NB. Payment will only be accepted from an account in the same name as shown on the invoice and Auction Registration form. Please email or fax the completed Auction Registration form and requested information to: HK/10/18 Bonham11s2, Cu| sBtoOmNeHrASMerSvices, Suite 2001, One Pacific Place, 88 Queensway, Hong Kong. Tel: +852 2918 4321 Fax: +852 2918 4320, info.hk@bonhams.com Bonhams (Hong Kong) Limited. Suite 2001, One Pacific Place, 88 Queensway, Hong Kong. Company Number 1426522.

Bonhams Suite 2001 One Pacific Place 88 Queensway Admiralty Hong Kong +852 2918 4321 bonhams.com AUCTIONEERS SINCE 1793