up, statistical analyses, and other aspects. These deviations are explicitly indicated at the end of the Supplementary Note (see section
“Summary of Amendments to Protocol”). The first patient was enrolled
on June 30, 2021, and the last patient on September 30, 2022.
Patients (aged 18–75 years) with histologically diagnosed unresectable, treatment-naive, stage IV ESCC based on the eighth Edition of
the American Joint Committee on Cancer (AJCC) tumor, node,
metastasis (TNM) staging system, with multiple lymph node metastases (N3) or distant oligometastases (M1) were eligible for inclusion.
Other inclusion criteria included having a minimum of one measurable
lesion, in terms of the Response Evaluation Criteria in Solid Tumors
(RECIST) version 1.1, Eastern Cooperative Oncology Group performance status (ECOG PS) score of 0–1, a life expectancy ≥6 months, and
sufficient bone marrow and organ function. The exclusion criteria
included a history of any other malignancy, metastases to the central
nervous system, a previous history of immunotherapy, a history of
autoimmune or interstitial lung disease, or serious comorbidities, such
as congestive heart failure or uncontrolled diabetes. The study protocol is presented as Supplementary Note in the Supplementary
information file.
Definition of oligometastasis
In our study, oligometastasis was defined as ≤5 metastatic lesions in ≤3
metastatic organs; notably, the involvement of a single non-regional
lymph node station was also considered an oligometastasis46. For
example, the presence of ≥1 lymph node metastases in the left axilla
was considered a single oligometastatic lesion.
Definition of regional lymph nodes and distant (non-regional)
lymph nodes
In this study, the eighth edition of the AJCC TNM staging system was
used47. The regional lymph nodes, irrespective of the primary tumor
site, are those within the esophageal drainage area, including the
coeliac axis nodes and paraesophageal nodes in the neck, but not
supraclavicular nodes. This includes nodes in regions 1 R/1 L/2 R/2 L/
4 R/4 L/7/8U/8 M/8 L/9 R/9 L/15/16/17/18/19/20. Specifically, lymph
nodes located above the upper boundary of Region 1 (above the apex
of the lung) or below the lower boundary of Region 20 (below the
coeliac artery) are considered distant (non-regional) lymph nodes.
Additionally, lymph nodes located in the anterior mediastinum,
supraclavicular region, axilla, and groin, beyond the previously defined
regions, are considered distant metastatic lymph nodes (M1).
Treatments
Each chemo-immunotherapy cycle lasted for 3 weeks and consisted of
240 mg toripalimab and 135–175 mg/m2 paclitaxel plus carboplatin
(area under the curve, 4–6) on day 1. Concurrent radiotherapy was
initiated on the third chemo-immunotherapy cycle. Primary lesions
were treated with intensity-modulated radiotherapy at 50–50.4 Gy in
25–28 fractions 5 days/week. The gross tumor volume (GTV) included
the primary tumor (GTV-P), metastatic lymph nodes (GTV-N), and
metastatic lesions (GTV-M). The planning target volume was defined as
GTV with an additional 1–2 cm at the proximal and distal margins and a
radical margin of 0.5–1.0 cm. For distant lymph nodes, such as supraclavicular and retroperitoneal lymph nodes, conventionally fractionated radiotherapy (50–50.4 Gy in 25–28 fractions) was administered
at the physician’s discretion, in consideration of adjacent organs at risk,
such as the trachea, stomach, and intestines. SBRT was recommended
in cases with suitable oligometastatic lesions in the liver, lungs, or
bones, with consideration for the same factors. SBRT was administered
to all metastatic lesions at doses of 30–40 Gy in 3–5 fractions. The
delineation of the target area is shown in Supplementary Figs. 5, 6.
Upon completion of four chemo-immunotherapy cycles, chemotherapy was discontinued; toripalimab was continued at 240 mg
every 3 weeks for a maximum of 1 year or until the patient exhibited
disease progression or evidence of intolerable toxicity. Dose reduction
was permitted for paclitaxel and carboplatin but not for toripalimab.
Chemotherapy was suspended or deferred if grade ≥3 AEs occurred.
Follow-up and outcomes
Baseline computed tomography examination was performed within
14 days before treatment initiation. Tumor evaluations were conducted at 6-weekly intervals (± 7 days) during chemotherapy. Meanwhile, during chemoradiotherapy, tumor evaluations were conducted
once every 12 weeks (± 7 days) to the end of year 2, at 6-monthly
intervals during the 3rd and 4th years, and annually thereafter. Efficacy
assessments were performed in accordance with the RECIST 1.1 criteria. Laboratory analyses, including complete blood count, blood
chemical tests, electrocardiography, routine urine analysis and stool
examination, coagulation testing, and thyroid function testing, were
conducted once every 3 weeks. AEs were identified and monitored
using the National Cancer Institute Common Terminology Criteria for
Adverse Events version 5.0.
The primary endpoint was PFS, defined as the time between
beginning treatment and tumor progression, patient death, or the last
follow-up. Secondary endpoints included the ORR, DCR, DoR, 1- and
2-year OS rates, patient-reported health-related quality of life, and AEs.
Objective responses included CR and PR. Disease control represented
CR, PR, and SD, while DoR was determined as the interval between the
first objective response to the first documentation of progression or
all-cause death. OS was assessed from the initiation of therapy to allcause death. Exploratory outcomes included the relationship between
clinical outcomes with immune cell types in the tumor microenvironment, and biomarkers in peripheral blood (e.g., soluble PD-L1 and
cytokines). Two-year OS rates, quality of life, and soluble PD-L1 in
peripheral blood are not reported in this article because of data
immaturity; these results will be reported in future.
mIHC/mIF
Tumor biopsy sections were analyzed via mIHC/mIF analysis using the
Opal 7-color kit (NEL811001KT; Akoya Biosciences, Marlborough, MA,
USA), in accordance with the manufacturer’s instructions. Following
antigen retrieval in EDTA buffer (pH 9.0; 3 min, 125 °C) and cooling to
room temperature (RT), the sections were washed with ddH2O followed by TBST/0.5% Tween (repeated three times for 2 min each time).
Then, the slides were blocked with a blocking buffer at RT for 10 min
and treated with primary anti-PDL1 (ZA-0629, 1:50; ZSGB Biotech,
Beijing, China) at 37 °C for 60 min followed by rinsing in TBS. The
slides were incubated with an HRP-conjugated secondary antibody
(10 min, 37 °C) followed by TSA dye 620 (1:100) for 5 min after further
TBST washes. The same procedure was repeated for the other primary
antibodies; namely, anti-CD68 (ZM-0060, 1:100, dye480; ZSGB Biotech), CD8 (ZA-0508, 1:100, dye570; ZSGB Biotech), CD11c (45581,
1:400, dye520; Abcam, Cambridge, UK), CD4 (ZA-0509, 1:100, dye690;
ZSGB Biotech), and pan-cytokeratin (ZM-0067, 1:100, dye780; ZSGB
Biotech). Additional rounds of antigen retrieval were undertaken in
EDTA (pH 6.0) buffer using a pressure cooker for 2 min. DAPI was used
for nuclear staining (100 μL DAPI, 5 min, RT).
Whole slide images were scanned using the TissueFAXS SL system
(7.1.120; Tissue Gnostics, Vienna, Austria). Digital images were analyzed using the HALO™ software (v 3.5). Immune cell densities were
assessed as positively stained cell counts per mm2
. The cell density was
calculated in total, tumor, and stromal areas, respectively.
Periphery cytokines
Sera were obtained at baseline and during treatment (after two cycles
of chemo-immunotherapy and before radiotherapy). Inflammationrelated cytokines, namely IL-2, IL-4, IL-6, IL-10, IL-17, TNF-α, and IFN-γ,
were assessed using a magnetic beads kit (281004; Wellgrow, Beijing,
China). Briefly, 50 μL of the serum sample or reference standards was
Article https://doi.org/10.1038/s41467-024-51105-2
Nature Communications | (2024) 15:7116 9